First Quadrant’s Caterpillar CAT Stock Holding History

First Quadrant’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-2,814	Closed	-$420K	–	588
2020 Q3	$420K	Sell	2,814 -1,924	-41%	-$270K	0.05%	242
2020 Q2	$599K	Hold	4,738	–	–	0.08%	235
2020 Q1	$550K	Hold	4,738	–	–	0.08%	253
2019 Q4	$700K	Hold	4,738	–	–	0.06%	275
2019 Q3	$598K	Hold	4,738	–	–	0.06%	288
2019 Q2	$646K	Hold	4,738	–	–	0.04%	367
2019 Q1	$642K	Hold	4,738	–	–	0.05%	323
2018 Q4	$602K	Hold	4,738	–	–	0.05%	328
2018 Q3	$722K	Hold	4,738	–	–	0.02%	441
2018 Q2	$643K	Hold	4,738	–	–	0.01%	457
2018 Q1	$698K	Hold	4,738	–	–	0.01%	441
2017 Q4	$747K	Hold	4,738	–	–	0.01%	485
2017 Q3	$591K	Buy	+4,738	New	+$546K	0.01%	527
2014 Q3	–	Sell	-48,900	Closed	-$5.31M	–	811
2014 Q2	$5.31M	Buy	+48,900	New	+$5.13M	0.12%	185

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

State Farm Mutual Automobile Insurance

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Gates Foundation Trust

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Capital International Investors

Capital International Investors Los Angeles, California $427B AUM 29.17% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Wellington Management Group

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return