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Caterpillar
CAT

Overview Fund Activity

1,169 hedge funds and large institutions have $46.2B invested in Caterpillar in 2014 Q2 according to their latest regulatory filings, with 75 funds opening new positions, 383 increasing their positions, 523 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,169
Holders Change
+9
Holders Change %
+0.78%
% of All Funds
33.62%
Holding in Top 10
32
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+33.33%
% of All Funds
0.92%
New
75
Increased
383
Reduced
523
Closed
61
Calls
$1.05B
Puts
$1.47B
Net Calls
-$417M
Net Calls Change
-$94.8M

Top Buyers

1
WRF
Waddell & Reed Financial
Kansas
$585M
2
Capital Research Global Investors
Capital Research Global Investors
California
$850M
3
Norges Bank
Norges Bank
Norway
$654M
4
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$288M
5
Fidelity Investments
Fidelity Investments
Massachusetts
$1.53B

Top Sellers

1
State Street
State Street
Massachusetts
$6.37B
2
Goldman Sachs
Goldman Sachs
New York
$411M
3
MNA
Manning & Napier Advisors
New York
$8.08M
4
ClearBridge Investments
ClearBridge Investments
New York
$113M
5
IGIM
I.G. Investment Management
Manitoba, Canada
$10.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
William Blair & Company
226
William Blair & Company
Illinois
$13.3M -$125K -1,152 -0.9%
UB
227
UMB Bank
Missouri
$13.2M -$184K -1,691 -1%
WIC
228
Wood Investment Counsel
Colorado
$13.1M -$215K -1,975 -2%
Robeco Institutional Asset Management
229
Robeco Institutional Asset Management
Netherlands
$13.1M +$2.12M +19,545 +19%
FIM
230
Foresters Investment Management
New York
$12.7M – – –
PI
231
PineBridge Investments
New York
$12.7M +$10.8M +99,715 +593%
PGFC
232
Peapack-Gladstone Financial Corp
New Jersey
$12.5M +$167K +1,536 +1%
CCC
233
Chelsea Counsel Company
California
$12.5M -$220K -2,020 -2%
COPPSERS
234
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$12.4M -$855K -7,871 -6%
HNB
235
Huntington National Bank
Ohio
$12.4M -$1.12M -10,289 -8%
OC
236
Oppenheimer & Co
New York
$12.4M -$1.07M -9,804 -8%
FBA
237
Front Barnett Associates
Illinois
$12.3M -$187K -1,720 -1%
FT
238
Fiduciary Trust
Massachusetts
$12.2M -$537K -4,945 -4%
CCM
239
Cadence Capital Management
Massachusetts
$12.2M -$1.28M -11,733 -9%
Parallax Volatility Advisers
240
Parallax Volatility Advisers
California
$12.1M -$4.2M -38,634 -26%
AIA
241
Affinity Investment Advisors
California
$12M +$16.4K +151 +0.1%
Nomura Asset Management
242
Nomura Asset Management
Japan
$11.9M -$75K -690 -0.6%
PWLP
243
Prio Wealth Limited Partnership
Massachusetts
$11.8M -$287K -2,641 -2%
URS
244
Utah Retirement Systems
Utah
$11.8M -$1.06M -9,800 -8%
WF
245
Welch & Forbes
Massachusetts
$11.7M -$167K -1,533 -1%
SM
246
Stratton Management
Pennsylvania
$11.7M -$177K -1,625 -1%
NB
247
Norinchukin Bank
Japan
$11.6M -$869K -7,995 -7%
OTPPB
248
Ontario Teachers' Pension Plan Board
Ontario, Canada
$11.3M -$41.1K -378 -0.4%
MWAC
249
Mariner Wealth Advisors (Cincinnati)
Ohio
$11.2M +$41.6K +383 +0.4%
CII
250
Capital International Inc
California
$11.1M -$913K -8,400 -8%
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