Stratton Management’s Caterpillar CAT Stock Holding History

Stratton Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	$3.41M	Sell	50,214 -6,577	-12%	-$460K	0.41%	98
2015 Q3	$3.71M	Buy	56,791 +6,215	+12%	+$475K	0.43%	98
2015 Q2	$4.29M	Sell	50,576 -8,925	-15%	-$767K	0.19%	139
2015 Q1	$4.76M	Sell	59,501 -11,260	-16%	-$936K	0.19%	143
2014 Q4	$6.48M	Buy	70,761 +12,550	+22%	+$1.22M	0.27%	119
2014 Q3	$5.76M	Sell	58,211 -49,113	-46%	-$5.21M	0.26%	115
2014 Q2	$11.7M	Sell	107,324 -1,625	-1%	-$171K	0.48%	76
2014 Q1	$10.8M	Sell	108,949 -103	-0.1%	-$9.71K	0.5%	71
2013 Q4	$9.9M	Buy	109,052 +636	+0.6%	+$54.3K	0.47%	80
2013 Q3	$9.04M	Buy	108,416 +17,235	+19%	+$1.46M	0.47%	82
2013 Q2	$7.52M	Buy	+91,181	New	+$7.75M	0.44%	87

Other funds holding CAT

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Harris Associates Chicago, Illinois $75.4B AUM 14.46% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.26% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Stratton Management's CAT Position: Q4 2015 in Review

Stratton Management reduced its Caterpillar (CAT) stake by 12% in Q4 2015, selling an estimated $460K and leaving 50,214 shares worth $3.41M. The position accounts for 0.41% of the portfolio, ranked #98.

Stratton Management first reported a position in CAT in Q2 2013 and has held it in 11 quarters since. The position peaked at $11.7M in Q2 2014. 1,067 funds tracked by Wall St. Rank hold CAT as of Q4 2015.

Stratton Management held 50,214 shares of Caterpillar worth $3.41M as of Q4 2015.
Stratton Management sold 6,577 Caterpillar shares in Q4 2015, an estimated $460K.
Caterpillar made up 0.41% of Stratton Management's portfolio in Q4 2015, its #98 holding.
Stratton Management first reported a position in Caterpillar in Q2 2013 and has held it in 11 quarters since.
Stratton Management's Caterpillar position peaked at $11.7M in Q2 2014.
1,067 funds tracked by Wall St. Rank held Caterpillar as of Q4 2015.

Based on Stratton Management's 13F filing for Q4 2015, filed 11 Feb 2016.