Oppenheimer & Co’s Caterpillar CAT Stock Holding History

Oppenheimer & Co’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$50.7M	Buy	71,566 +1,040	+1%	+$720K	0.62%	25
2025 Q4	$40.4M	Buy	70,526 +5,771	+9%	+$3.21M	0.57%	23
2025 Q3	$30.9M	Buy	64,755 +5,253	+9%	+$2.24M	0.38%	38
2025 Q2	$23.1M	Buy	59,502 +826	+1%	+$275K	0.31%	56
2025 Q1	$19.4M	Buy	58,676 +3,552	+6%	+$1.27M	0.29%	64
2024 Q4	$20M	Sell	55,124 -6,074	-10%	-$2.36M	0.3%	61
2024 Q3	$23.9M	Sell	61,198 -5,373	-8%	-$1.86M	0.37%	45
2024 Q2	$22.2M	Buy	66,571 +5,517	+9%	+$1.91M	0.35%	50
2024 Q1	$22.4M	Sell	61,054 -6,336	-9%	-$2.03M	0.37%	51
2023 Q4	$19.9M	Sell	67,390 -807	-1%	-$209K	0.37%	48
2023 Q3	$18.6M	Sell	68,197 -6,483	-9%	-$1.76M	0.38%	43
2023 Q2	$18.4M	Buy	74,680 +4,251	+6%	+$948K	0.37%	48
2023 Q1	$16.1M	Buy	70,429 +4,225	+6%	+$1.02M	0.34%	60
2022 Q4	$15.9M	Sell	66,204 -3,338	-5%	-$727K	0.36%	53
2022 Q3	$11.4M	Buy	69,542 +22,523	+48%	+$4.11M	0.27%	76
2022 Q2	$8.4M	Sell	47,019 -4,912	-9%	-$1.04M	0.18%	119
2022 Q1	$11.6M	Buy	51,931 +1,088	+2%	+$228K	0.21%	93
2021 Q4	$10.5M	Buy	50,843 +698	+1%	+$141K	0.18%	110
2021 Q3	$9.63M	Buy	50,145 +6,642	+15%	+$1.38M	0.18%	119
2021 Q2	$9.47M	Buy	43,503 +5,025	+13%	+$1.16M	0.17%	126
2021 Q1	$8.92M	Sell	38,478 -7,948	-17%	-$1.65M	0.18%	122
2020 Q4	$8.45M	Buy	46,426 +6,433	+16%	+$1.09M	0.18%	123
2020 Q3	$5.96M	Buy	39,993 +10,105	+34%	+$1.42M	0.15%	143
2020 Q2	$3.78M	Sell	29,888 -4,106	-12%	-$487K	0.1%	234
2020 Q1	$3.94M	Sell	33,994 -1,173	-3%	-$150K	0.12%	181
2019 Q4	$5.19M	Buy	35,167 +1,468	+4%	+$205K	0.13%	183
2019 Q3	$4.26M	Sell	33,699 -8,351	-20%	-$1.06M	0.12%	198
2019 Q2	$5.73M	Buy	42,050 +1,490	+4%	+$197K	0.16%	146
2019 Q1	$5.5M	Buy	40,560 +174	+0.4%	+$23.1K	0.15%	151
2018 Q4	$5.13M	Buy	40,386 +3,926	+11%	+$511K	0.16%	136
2018 Q3	$5.56M	Sell	36,460 -22,967	-39%	-$3.25M	0.14%	168
2018 Q2	$8.06M	Sell	59,427 -18,163	-23%	-$2.71M	0.22%	99
2018 Q1	$11.4M	Buy	77,590 +19,428	+33%	+$3.07M	0.29%	78
2017 Q4	$9.16M	Buy	58,162 +487	+0.8%	+$67.5K	0.24%	93
2017 Q3	$7.19M	Sell	57,675 -4,949	-8%	-$570K	0.19%	118
2017 Q2	$6.73M	Sell	62,624 -1,639	-3%	-$166K	0.19%	123
2017 Q1	$5.96M	Buy	64,263 +1,777	+3%	+$168K	0.17%	134
2016 Q4	$5.79M	Buy	62,486 +1,970	+3%	+$179K	0.17%	141
2016 Q3	$5.37M	Sell	60,516 -4,292	-7%	-$351K	0.16%	149
2016 Q2	$4.91M	Sell	64,808 -1,039	-2%	-$77.8K	0.15%	156
2016 Q1	$5.04M	Sell	65,847 -35,798	-35%	-$2.4M	0.15%	151
2015 Q4	$6.91M	Sell	101,645 -9,669	-9%	-$676K	0.21%	109
2015 Q3	$7.28M	Sell	111,314 -2,978	-3%	-$228K	0.22%	103
2015 Q2	$9.69M	Buy	114,292 +14,865	+15%	+$1.28M	0.27%	79
2015 Q1	$7.96M	Buy	99,427 +806	+0.8%	+$67K	0.22%	106
2014 Q4	$9.03M	Sell	98,621 -8,696	-8%	-$846K	0.26%	92
2014 Q3	$10.6M	Sell	107,317 -6,687	-6%	-$709K	0.32%	65
2014 Q2	$12.4M	Sell	114,004 -9,804	-8%	-$1.03M	0.37%	50
2014 Q1	$12.3M	Buy	123,808 +11,953	+11%	+$1.13M	0.37%	54
2013 Q4	$10.2M	Buy	111,855 +11,230	+11%	+$959K	0.32%	58
2013 Q3	$8.39M	Buy	100,625 +12,140	+14%	+$1.03M	0.3%	77
2013 Q2	$7.3M	Buy	+88,485	New	+$7.52M	0.28%	84

Other funds holding CAT

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Oppenheimer & Co's CAT Position: Q1 2026 in Review

Oppenheimer & Co increased its Caterpillar (CAT) stake by 1.5% in Q1 2026, buying an estimated $720K and bringing the position to 71,566 shares worth $50.7M. The position accounts for 0.62% of the portfolio, ranked #25.

Oppenheimer & Co first reported a position in CAT in Q2 2013 and has held it in 52 quarters since. 3,737 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

Oppenheimer & Co held 71,566 shares of Caterpillar worth $50.7M as of Q1 2026.
Oppenheimer & Co bought 1,040 Caterpillar shares in Q1 2026, an estimated $720K.
Caterpillar made up 0.62% of Oppenheimer & Co's portfolio in Q1 2026, its #25 holding.
Oppenheimer & Co first reported a position in Caterpillar in Q2 2013 and has held it in 52 quarters since.
3,737 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on Oppenheimer & Co's 13F filing for Q1 2026, filed 24 Apr 2026.