AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

80 hedge funds and large institutions have $203M invested in Advent Convertible and Income Fund in 2021 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 29 increasing their positions, 21 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
80
Holders Change
-1
Holders Change %
-1.23%
% of All Funds
1.41%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
29
Reduced
21
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PPA
1
Parametric Portfolio Associates
Washington
$72.9M
2
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$3.53M
3
RJA
3
Raymond James & Associates
Florida
$12.5M
4
UBS Group
4
UBS Group
Switzerland
$7.07M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$4.84M

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$0
2
AAM
2
Advisors Asset Management
Colorado
$5.54M
3
CRC
3
Curi RMB Capital
Illinois
$813K
4
AWA
4
Arete Wealth Advisors
Illinois
$3.46M
5
AIC
5
Ameritas Investment Company
Nebraska
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
OA
51
Oxbow Advisors
Texas
$275K +$5.23K +304 +2%
SPC
52
Sigma Planning Corp
Michigan
$208K – – –
TCA
53
Transcend Capital Advisors
New Jersey
$207K +$26.6K +1,540 +15%
PAG
54
Private Advisor Group
New Jersey
$202K – – –
Rockefeller Capital Management
55
Rockefeller Capital Management
New York
$183K +$51K +2,978 +39%
IAIM
56
International Assets Investment Management
Florida
$176K – – –
PFGIA
57
Patriot Financial Group Insurance Agency
Massachusetts
$128K – – –
APWA
58
Atlas Private Wealth Advisors
New Jersey
$99K – – –
GLLW
59
Graves Light Lenhart Wealth
Virginia
$78K – – –
IFAM
60
Institutional & Family Asset Management
Colorado
$72K – – –
FIA
61
FNY Investment Advisers
New York
$61K +$20.5K +1,200 +51%
Carson Wealth (CWM LLC)
62
Carson Wealth (CWM LLC)
Nebraska
$39K – – –
ZB
63
Zions Bancorporation
Utah
$36K – – –
APA
64
American Portfolios Advisors
New York
$35.3K – – –
NFG
65
Next Financial Group
Texas
$33K -$48K -2,779 -59%
Northwestern Mutual Wealth Management
66
Northwestern Mutual Wealth Management
Wisconsin
$31K +$31K +1,777 New
TWM
67
Tradition Wealth Management
Minnesota
$30K – – –
PNC Financial Services Group
68
PNC Financial Services Group
Pennsylvania
$24K – – –
MWC
69
MBM Wealth Consultants
Missouri
$17K – – –
BCWM
70
Bartlett & Co Wealth Management
Ohio
$14.1K – – –
BC
71
Bartlett & Co
Ohio
$14K – – –
US Bancorp
72
US Bancorp
Minnesota
$12K – – –
EVM
73
Eaton Vance Management
Massachusetts
$12K +$12K +693 New
AF
74
Advisornet Financial
Minnesota
$7K – – –
HNB
75
Huntington National Bank
Ohio
$7K – – –
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3
4