CT
AVK

Caldwell Trust’s Advent Convertible and Income Fund AVK Stock Holding History

Caldwell Trust’s Portfolio AVK Stock Details AVK Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q2 		– Sell
-3,081
Closed -$53K – 741
2021
Q1 		$53K Hold
3,081
– – 0.01% 424
2020
Q4 		$49.6K Hold
3,081
– – 0.01% 415
2020
Q3 		$41.4K Hold
3,081
– – 0.01% 428
2020
Q2 		$39.2K Hold
3,081
– – 0.01% 445
2020
Q1 		$31.9K Hold
3,081
– – 0.01% 472
2019
Q4 		$46.6K Buy
+3,081
New +$44.9K 0.01% 471

Other funds holding AVK

PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Caldwell Trust's AVK Position: Q2 2021 in Review

Caldwell Trust sold out of Advent Convertible and Income Fund (AVK) in Q2 2021, closing a stake of 3,081 shares — an estimated $53K sold.

Caldwell Trust first reported a position in AVK in Q4 2019 and held it in 6 quarters. The position peaked at $53K in Q1 2021. 80 funds tracked by Wall St. Rank hold AVK as of Q2 2021.

  • Caldwell Trust reported no remaining Advent Convertible and Income Fund position as of Q2 2021 after selling out during the quarter.
  • Caldwell Trust sold 3,081 Advent Convertible and Income Fund shares in Q2 2021, an estimated $53K.
  • Caldwell Trust first reported a position in Advent Convertible and Income Fund in Q4 2019 and held it in 6 quarters.
  • Caldwell Trust's Advent Convertible and Income Fund position peaked at $53K in Q1 2021.
  • 80 funds tracked by Wall St. Rank held Advent Convertible and Income Fund as of Q2 2021.

Based on Caldwell Trust's 13F filing for Q2 2021, filed 2 Oct 2025.