AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

71 hedge funds and large institutions have $118M invested in Advent Convertible and Income Fund in 2020 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 26 increasing their positions, 19 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
71
Holders Change
–
Holders Change %
0%
% of All Funds
1.46%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
26
Reduced
19
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PPA
Parametric Portfolio Associates
Washington
+$1.67M
2
RJA
Raymond James & Associates
Florida
+$1.05M
3
Morgan Stanley
Morgan Stanley
New York
+$980K
4
UBS Group
UBS Group
Switzerland
+$718K
5
GC
Guggenheim Capital
Illinois
+$597K

Top Sellers

1
AAM
Advisors Asset Management
Colorado
-$3.04M
2
TJHA
Thomas J. Herzfeld Advisors
Florida
-$692K
3
RCM
Rivernorth Capital Management
Florida
-$611K
4
Bank of America
Bank of America
North Carolina
-$590K
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$430K
Name Holding Trade Value Shares
Change 		Shares
Change %
IFAM
51
Institutional & Family Asset Management
Colorado
$53K – – –
CAN
52
Cetera Advisor Networks
California
$49K +$49K +3,830 New
Carson Wealth (CWM LLC)
53
Carson Wealth (CWM LLC)
Nebraska
$39K – – –
Rockefeller Capital Management
54
Rockefeller Capital Management
New York
$33K +$33K +2,568 New
ZB
55
Zions Bancorporation
Utah
$26K – – –
NSIM
56
North Star Investment Management
Illinois
$25K – – –
PNC Financial Services Group
57
PNC Financial Services Group
Pennsylvania
$18K +$3.64K +286 +25%
MWC
58
MBM Wealth Consultants
Missouri
$13K – – –
BCWM
59
Bartlett & Co Wealth Management
Ohio
$10.5K – – –
BC
60
Bartlett & Co
Ohio
$10K – – –
WAM
61
Wolverine Asset Management
Illinois
$9K +$9K +783 New
PAM
62
Panagora Asset Management
Massachusetts
$8K – – –
Northwestern Mutual Wealth Management
63
Northwestern Mutual Wealth Management
Wisconsin
$7K +$7K +527 New
WLPWM
64
Walled Lake Planning & Wealth Management
Illinois
$6K +$165 +14 +3%
AF
65
Advisornet Financial
Minnesota
$5K – – –
CFD
66
Creative Financial Designs
Indiana
$5K +$5K +385 New
SFS
67
Sowell Financial Services
Arkansas
$4K -$129 -11 -3%
GI
68
Gradient Investments
Minnesota
$3K – – –
GWM
69
Geneos Wealth Management
Colorado
$1K – – –
Envestnet Asset Management
70
Envestnet Asset Management
Illinois
– -$430K -41,464 Closed
MWPCG
71
Measured Wealth Private Client Group
New Hampshire
– -$320K -30,918 Closed
DADC
72
D.A. Davidson & Co
Montana
– -$115K -11,094 Closed
CAN
73
Claraphi Advisory Network
United States
– -$42K -4,024 Closed
NFG
74
Next Financial Group
Texas
– -$40K -3,903 Closed
EWM
75
EPG Wealth Management
Georgia
– -$14K -1,384 Closed
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