AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

71 hedge funds and large institutions have $96M invested in Advent Convertible and Income Fund in 2020 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 28 increasing their positions, 17 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
71
Holders Change
-1
Holders Change %
-1.39%
% of All Funds
1.57%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
15
Increased
28
Reduced
17
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
Raymond James & Associates
Florida
+$3.73M
2
FAM
Formidable Asset Management
Ohio
+$2.32M
3
Bank of America
Bank of America
North Carolina
+$1.21M
4
TJHA
Thomas J. Herzfeld Advisors
Florida
+$481K
5
GC
Guggenheim Capital
Illinois
+$476K

Top Sellers

1
OA
Oxbow Advisors
Texas
-$1.44M
2
RCM
Rivernorth Capital Management
Florida
-$1.31M
3
PPA
Parametric Portfolio Associates
Washington
-$1.04M
4
Wells Fargo
Wells Fargo
California
-$995K
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$976K
Name Holding Trade Value Shares
Change 		Shares
Change %
CAN
51
Claraphi Advisory Network
United States
$42K +$42K +4,024 New
NFG
52
Next Financial Group
Texas
$40K +$40K +3,903 New
Carson Wealth (CWM LLC)
53
Carson Wealth (CWM LLC)
Nebraska
$39K – – –
ZB
54
Zions Bancorporation
Utah
$21K – – –
NSIM
55
North Star Investment Management
Illinois
$20K – – –
EWM
56
EPG Wealth Management
Georgia
$14K +$14K +1,384 New
PNC Financial Services Group
57
PNC Financial Services Group
Pennsylvania
$12K +$828 +78 +7%
GSWM
58
Golden State Wealth Management
California
$11K +$11K +1,054 New
MWC
59
MBM Wealth Consultants
Missouri
$10K – – –
BC
60
Bartlett & Co
Ohio
$9K +$9K +822 New
BCWM
61
Bartlett & Co Wealth Management
Ohio
$8.51K – – –
TFS
62
TrustCore Financial Services
Tennessee
$7K +$7K +647 New
PAM
63
Panagora Asset Management
Massachusetts
$6K +$1.47K +147 +33%
SNT
64
Security National Trust
West Virginia
$6K +$6K +545 New
WLPWM
65
Walled Lake Planning & Wealth Management
Illinois
$5K +$5K +495 New
Fifth Third Bancorp
66
Fifth Third Bancorp
Ohio
$5K +$5K +512 New
AF
67
Advisornet Financial
Minnesota
$4K – – –
SFS
68
Sowell Financial Services
Arkansas
$4K +$238 +21 +6%
GI
69
Gradient Investments
Minnesota
$3K +$3K +256 New
GWM
70
Geneos Wealth Management
Colorado
$1K – – –
KOMWMG
71
Kerntke Otto McGlone Wealth Management Group
Wisconsin
– -$772K -50,977 Closed
Invesco
72
Invesco
Georgia
– -$646K -42,694 Closed
SFS
73
Shaker Financial Services
Virginia
– -$352K -23,253 Closed
LCM
74
Landscape Capital Management
New Jersey
– -$291K -19,186 Closed
NRCM
75
Northern Right Capital Management
Connecticut
– -$253K -16,740 Closed
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