AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

56 hedge funds and large institutions have $121M invested in Advent Convertible and Income Fund in 2016 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 24 increasing their positions, 14 reducing their positions, and 5 closing their positions.

Holders
56
Holders Change
+6
Holders Change %
+12%
% of All Funds
1.5%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
11
Increased
24
Reduced
14
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$35.5M
2
SIA
2
Sit Investment Associates
Minnesota
$2.4M
3
Wells Fargo
3
Wells Fargo
California
$7.39M
4
AWA
4
Arete Wealth Advisors
Illinois
$1.61M
5
RJA
5
Raymond James & Associates
Florida
$2.49M

Top Sellers

1
MIG
1
Mariner Investment Group
New York
$0
2
OA
2
Oxbow Advisors
Texas
$12.5M
3
LCM
3
Landscape Capital Management
New Jersey
$524K
4
WAM
4
Wolverine Asset Management
Illinois
$0
5
CA
5
Cornerstone Advisors
North Carolina
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
SFS
26
Shaker Financial Services
Virginia
$367K +$367K +25,819 New
Baird Financial Group
27
Baird Financial Group
Wisconsin
$354K -$2.91K -205 -0.8%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$350K +$184K +12,955 +110%
HighTower Advisors
29
HighTower Advisors
Illinois
$349K – – –
Citigroup
30
Citigroup
New York
$327K +$189K +13,282 +136%
Invesco
31
Invesco
Georgia
$257K +$71.6K +5,050 +39%
CIBC World Market
32
CIBC World Market
Ontario, Canada
$171K +$3.23K +228 +2%
ASN
33
Advisory Services Network
Georgia
$159K +$156K +10,951 +4,911%
TC
34
TFS Capital
Pennsylvania
$149K +$149K +10,523 New
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$123K +$4.32K +304 +4%
AG
36
Advisor Group
Arizona
$97K +$40.2K +2,829 +71%
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$79K -$14.1K -999 -15%
DADC
38
D.A. Davidson & Co
Montana
$69K -$16K -1,140 -19%
MFS
39
MSI Financial Services
Massachusetts
$67K -$110K -7,730 -62%
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$65K +$7.9K +549 +14%
NMC
41
Nine Masts Capital
Hong Kong
$62K +$62K +4,356 New
ZB
42
Zions Bancorporation
Utah
$29K – – –
CPIG
43
Chicago Partners Investment Group
Illinois
$28K +$537 +38 +2%
Bank of Montreal
44
Bank of Montreal
Ontario, Canada
$22K – – –
NSIM
45
North Star Investment Management
Illinois
$18K +$344 +24 +2%
FANJ
46
Financial Architects (New Jersey)
New Jersey
$16K – – –
NFG
47
Next Financial Group
Texas
$15K +$15K +1,027 New
AIM
48
Anchor Investment Management
South Carolina
$7.29K – – –
LCM
49
Liberty Capital Management
Michigan
$7K +$7K +514 New
IA
50
IFP Advisors
Florida
$6K -$11.2K -768 -65%
1
2
3