AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

59 hedge funds and large institutions have $108M invested in Advent Convertible and Income Fund in 2016 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 19 increasing their positions, 29 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
59
Holders Change
-5
Holders Change %
-7.81%
% of All Funds
1.57%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
6
Increased
19
Reduced
29
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$15M
2
RCM
2
Rivernorth Capital Management
Florida
$9.38M
3
Koshinski Asset Management
3
Koshinski Asset Management
Illinois
$3.05M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$1.15M
5
NMC
5
Nine Masts Capital
Hong Kong
$1.56M

Top Sellers

1
MC
1
Matisse Capital
Oregon
$3.31M
2
CRC
2
Curi RMB Capital
Illinois
$0
3
Ameriprise
3
Ameriprise
Minnesota
$1.39M
4
FRM
4
Fore Research & Management
New York
$0
5
CS
5
Credit Suisse
Switzerland
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
RCM
26
Robinson Capital Management
Michigan
$593K +$593K +46,136 New
Bank of America
27
Bank of America
North Carolina
$580K +$37.5K +2,918 +7%
Invesco
28
Invesco
Georgia
$501K -$215K -16,685 -30%
UBS Group
29
UBS Group
Switzerland
$457K -$41.1K -3,199 -8%
SG Americas Securities
30
SG Americas Securities
New York
$451K +$10.1K +788 +2%
AWA
31
Arete Wealth Advisors
Illinois
$421K +$43.6K +3,391 +12%
AA
32
AQR Arbitrage
Connecticut
$345K -$3.54K -275 -1%
Baird Financial Group
33
Baird Financial Group
Wisconsin
$323K +$3.25K +253 +1%
CAN
34
Cetera Advisor Networks
California
$252K +$8.55K +667 +4%
SFS
35
Shaker Financial Services
Virginia
$223K -$340K -26,484 -60%
RTS
36
Round Table Services
New Jersey
$194K – – –
MFS
37
MSI Financial Services
Massachusetts
$165K -$25.7K -1,996 -13%
Citigroup
38
Citigroup
New York
$160K -$543K -42,136 -77%
CIBC World Market
39
CIBC World Market
Ontario, Canada
$149K +$2.21K +172 +2%
JCM
40
JD Capital Management
Connecticut
$133K +$133K +10,335 New
Royal Bank of Canada
41
Royal Bank of Canada
Ontario, Canada
$85K -$51.3K -3,981 -38%
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$84K +$53K +4,145 +171%
DADC
43
D.A. Davidson & Co
Montana
$77K -$9.93K -781 -11%
AIG
44
American International Group
New York
$72K +$20K +1,541 +38%
LTFS
45
Ladenburg Thalmann Financial Services
Florida
$50K +$383 +30 +0.8%
CPIG
46
Chicago Partners Investment Group
Illinois
$44K -$3.69K -289 -8%
BBPWM
47
Blue Bell Private Wealth Management
Pennsylvania
$35K -$39.8K -3,133 -53%
ZB
48
Zions Bancorporation
Utah
$27K – – –
Bank of Montreal
49
Bank of Montreal
Ontario, Canada
$20K – – –
NSIM
50
North Star Investment Management
Illinois
$16K +$371 +28 +2%
1
2
3