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AVK

Advent Convertible and Income Fund

46 hedge funds and large institutions have $81.2M invested in Advent Convertible and Income Fund in 2014 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 17 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

12% more funds holding

Funds holding: 4146 (+5)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.67% less ownership

Funds ownership: 19.66%18.98% (-0.67%)

3% less capital invested

Capital invested by funds: $83.6M → $81.2M (-$2.38M)

18% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 17

Holders
46
Holders Change
+5
Holders Change %
+12.2%
% of All Funds
1.33%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
14
Reduced
17
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BCMIO
26
Beacon Capital Management Inc (Ohio)
Ohio
$209K -$37.3K -2,054 -15%
AWA
27
Arete Wealth Advisors
Illinois
$203K -$1.63M -89,813 -89%
UCFA
28
United Capital Financial Advisors
Texas
$200K -$4.89K -269 -2%
DADC
29
D.A. Davidson & Co
Montana
$173K
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$135K -$65.8K -3,620 -33%
WT
31
Whittier Trust
California
$119K
AIG
32
American International Group
New York
$89.8K +$44.8K +2,465 +99%
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$28K
AllianceBernstein
34
AllianceBernstein
Tennessee
$27K +$27.2K +1,496 New
Deutsche Bank
35
Deutsche Bank
Germany
$23K
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$21K +$3.73K +205 +21%
MA
37
MUFG Americas
New York
$7K -$200 -11 -3%
BC
38
Bartlett & Co
Ohio
$7K
WAS
39
Winch Advisory Services
Wisconsin
$7K +$6.89K +379 New
BRWM
40
B. Riley Wealth Management
Tennessee
$7K +$7.45K +410 New
RIA
41
Regal Investment Advisors
Michigan
$6K
TRCT
42
Tower Research Capital (TRC)
New York
$6K +$5.89K +324 New
Citigroup
43
Citigroup
New York
$5K -$3.4K -187 -42%
NSIM
44
North Star Investment Management
Illinois
$4K +$3.73K +205 New
CAL
45
Capital Analysts LLC
Pennsylvania
$1.3K +$1.31K +72 New
FHA
46
First Horizon Advisors
Tennessee
$1K
SG Americas Securities
47
SG Americas Securities
New York
-$906K -50,200 Closed
LCM
48
Logan Capital Management
Pennsylvania
-$197K -10,902 Closed
MFS
49
MSI Financial Services
Massachusetts
-$8K -427 Closed

AVK Hedge Fund Activity: Q1 2014 in Review

46 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Advent Convertible and Income Fund (AVK) for Q1 2014, worth a combined $81.2M — down 2.8% from $83.6M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new AVK positions and 3 closed out — a net gain of 5 holders — while 14 added to existing stakes and 17 trimmed.

The largest buyer was Invesco, adding an estimated $937K. The largest seller was Morgan Stanley, cutting an estimated $2.24M.

  • 46 institutional investors held Advent Convertible and Income Fund (AVK) as of Q1 2014, up from 41 in Q4 2013.
  • Funds reported $81.2M of Advent Convertible and Income Fund stock for Q1 2014, down 2.8% quarter-over-quarter.
  • 8 funds opened new Advent Convertible and Income Fund positions in Q1 2014 and 3 closed out, a net change of +5 holders.
  • The largest Advent Convertible and Income Fund buyer in Q1 2014 was Invesco, an estimated $937K added.
  • The largest Advent Convertible and Income Fund seller in Q1 2014 was Morgan Stanley, an estimated $2.24M sold.

Based on aggregated 13F filings for Q1 2014.