B. Riley Wealth Management’s Advent Convertible and Income Fund AVK Stock Holding History

B. Riley Wealth Management’s Portfolio AVK Stock Details AVK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-429	Closed	-$6K	–	1021
2014 Q4	$6K	Buy	429 +7	+2%	+$115	﹤0.01%	814
2014 Q3	$7K	Buy	422 +6	+1%	+$110	0.01%	847
2014 Q2	$7K	Buy	416 +6	+1%	+$108	﹤0.01%	885
2014 Q1	$7K	Buy	+410	New	+$7.45K	0.01%	825

Other funds holding AVK

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

WCM

Windsor Capital Management Phoenix, Arizona $385M AUM 17.95% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

B. Riley Wealth Management's AVK Position: Q1 2015 in Review

B. Riley Wealth Management sold out of Advent Convertible and Income Fund (AVK) in Q1 2015, closing a stake of 429 shares — an estimated $6K sold.

B. Riley Wealth Management first reported a position in AVK in Q1 2014 and held it in 4 quarters. The position peaked at $7K in Q3 2014. 51 funds tracked by Wall St. Rank hold AVK as of Q1 2015.

B. Riley Wealth Management reported no remaining Advent Convertible and Income Fund position as of Q1 2015 after selling out during the quarter.
B. Riley Wealth Management sold 429 Advent Convertible and Income Fund shares in Q1 2015, an estimated $6K.
B. Riley Wealth Management first reported a position in Advent Convertible and Income Fund in Q1 2014 and held it in 4 quarters.
B. Riley Wealth Management's Advent Convertible and Income Fund position peaked at $7K in Q3 2014.
51 funds tracked by Wall St. Rank held Advent Convertible and Income Fund as of Q1 2015.

Based on B. Riley Wealth Management's 13F filing for Q1 2015, filed 13 Apr 2015.