AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

41 hedge funds and large institutions have $83.6M invested in Advent Convertible and Income Fund in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 15 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
41
Holders Change
-2
Holders Change %
-4.65%
% of All Funds
1.19%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
7
Increased
10
Reduced
15
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
EVM
Eaton Vance Management
Massachusetts
$3.76M
2
OA
Oxbow Advisors
Texas
$8.62M
3
SG Americas Securities
SG Americas Securities
New York
$906K
4
First Trust Advisors
First Trust Advisors
Illinois
$790K
5
Ameriprise
Ameriprise
Minnesota
$4.79M

Top Sellers

1
Wells Fargo
Wells Fargo
California
$6.56M
2
RCM
Rivernorth Capital Management
Florida
$0
3
GC
Guggenheim Capital
Illinois
$8.59M
4
WAM
Wolverine Asset Management
Illinois
$0
5
DA
Doliver Advisors
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
BCMIO
26
Beacon Capital Management Inc (Ohio)
Ohio
$245K +$245K +13,582 New
UCFA
27
United Capital Financial Advisors
Texas
$204K +$703 +39 +0.3%
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$200K +$34.4K +1,900 +21%
LCM
29
Logan Capital Management
Pennsylvania
$197K – – –
DADC
30
D.A. Davidson & Co
Montana
$173K +$173K +9,613 New
WT
31
Whittier Trust
California
$119K – – –
AIG
32
American International Group
New York
$45.1K – – –
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$28K – – –
Deutsche Bank
34
Deutsche Bank
Germany
$23K -$23K -1,311 -50%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$18K +$7.56K +411 +72%
Citigroup
36
Citigroup
New York
$8K -$210K -11,674 -96%
MFS
37
MSI Financial Services
Massachusetts
$8K – – –
MA
38
MUFG Americas
New York
$7K -$3.67K -214 -34%
BC
39
Bartlett & Co
Ohio
$7K – – –
RIA
40
Regal Investment Advisors
Michigan
$6K – – –
FHA
41
First Horizon Advisors
Tennessee
$1K – – –
RCM
42
Rivernorth Capital Management
Florida
– -$1.74M -101,552 Closed
WAM
43
Wolverine Asset Management
Illinois
– -$1.01M -58,823 Closed
DA
44
Doliver Advisors
Texas
– -$548K -32,017 Closed
SFS
45
Shaker Financial Services
Virginia
– -$328K -19,154 Closed
Jane Street
46
Jane Street
New York
– -$223K -13,031 Closed
OC
47
Oppenheimer & Co
New York
– -$209K -12,170 Closed
Nomura Holdings
48
Nomura Holdings
Japan
– -$32K -1,889 Closed
FANJ
49
Financial Architects (New Jersey)
New Jersey
– -$19K -1,116 Closed
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