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AVK

Advent Convertible and Income Fund

41 hedge funds and large institutions have $83.6M invested in Advent Convertible and Income Fund in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 15 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more capital invested

Capital invested by funds: $76M → $83.6M (+$7.59M)

0.83% more ownership

Funds ownership: 18.83%19.66% (+0.83%)

5% less funds holding

Funds holding: 4341 (-2)

22% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 9

33% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 15

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
41
Holders Change
-2
Holders Change %
-4.65%
% of All Funds
1.19%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
7
Increased
10
Reduced
15
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BCMIO
26
Beacon Capital Management Inc (Ohio)
Ohio
$245K +$237K +13,582 New
UCFA
27
United Capital Financial Advisors
Texas
$204K +$680 +39 +0.3%
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$200K +$33.1K +1,900 +21%
LCM
29
Logan Capital Management
Pennsylvania
$197K
DADC
30
D.A. Davidson & Co
Montana
$173K +$168K +9,613 New
WT
31
Whittier Trust
California
$119K
AIG
32
American International Group
New York
$45.1K
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$28K
Deutsche Bank
34
Deutsche Bank
Germany
$23K -$22.9K -1,311 -50%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$18K +$7.17K +411 +72%
Citigroup
36
Citigroup
New York
$8K -$204K -11,674 -96%
MFS
37
MSI Financial Services
Massachusetts
$8K
MA
38
MUFG Americas
New York
$7K -$3.73K -214 -34%
BC
39
Bartlett & Co
Ohio
$7K
RIA
40
Regal Investment Advisors
Michigan
$6K
FHA
41
First Horizon Advisors
Tennessee
$1K
RCM
42
Rivernorth Capital Management
Florida
-$1.74M -101,552 Closed
WAM
43
Wolverine Asset Management
Illinois
-$1.01M -58,823 Closed
DA
44
Doliver Advisors
Texas
-$548K -32,017 Closed
SFS
45
Shaker Financial Services
Virginia
-$328K -19,154 Closed
Jane Street
46
Jane Street
New York
-$223K -13,031 Closed
OC
47
Oppenheimer & Co
New York
-$209K -12,170 Closed
Nomura Holdings
48
Nomura Holdings
Japan
-$32K -1,889 Closed
FANJ
49
Financial Architects (New Jersey)
New Jersey
-$19K -1,116 Closed

AVK Hedge Fund Activity: Q4 2013 in Review

41 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Advent Convertible and Income Fund (AVK) for Q4 2013, worth a combined $83.6M — up 10% from $76M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of AVK and 7 opened new positions — a net loss of 2 holders — while 15 trimmed existing stakes and 10 added.

The largest buyer was Eaton Vance Management, opening a new position worth an estimated $3.64M. The largest seller was Wells Fargo, cutting an estimated $2.16M.

  • 41 institutional investors held Advent Convertible and Income Fund (AVK) as of Q4 2013, down from 43 in Q3 2013.
  • Funds reported $83.6M of Advent Convertible and Income Fund stock for Q4 2013, up 10% quarter-over-quarter.
  • 7 funds opened new Advent Convertible and Income Fund positions in Q4 2013 and 9 closed out, a net change of -2 holders.
  • The largest Advent Convertible and Income Fund buyer in Q4 2013 was Eaton Vance Management, an estimated $3.64M added.
  • The largest Advent Convertible and Income Fund seller in Q4 2013 was Wells Fargo, an estimated $2.16M sold.

Based on aggregated 13F filings for Q4 2013.