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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.44%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$159M
AUM Growth
+$7.07M
Cap. Flow
-$559K
Cap. Flow %
-0.35%
Top 10 Hldgs %
47.31%
Holding
772
New
100
Increased
124
Reduced
105
Closed
71

Top Buys

Rank Stock Value
1
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$967K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$854K
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$499K
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$462K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.41M
2
SE
Spectra Energy Corp Wi
SE
+$365K
3
MA icon
Mastercard
MA
+$330K
4
STJ
St Jude Medical
STJ
+$314K
5
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$268K

Sector Composition

Rank Sector Weight
1 Technology 22.62%
2 Industrials 6.96%
3 Consumer Discretionary 5.23%
4 Healthcare 3.99%
5 Financials 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSU
201
DELISTED
Nevsun Resources Ltd.
NSU
$51K 0.03%
20,000
– –
BMO icon
202
Bank of Montreal
BMO
$126B
$50K 0.03%
665
+125
+23% +$9.44K
LVLT
203
DELISTED
Level 3 Communications Inc
LVLT
$50K 0.03%
882
-112
-11% -$6.47K
CAT icon
204
Caterpillar
CAT
$375B
$49K 0.03%
531
+407
+328% +$38.5K
VTRS icon
205
Viatris
VTRS
$20.4B
$49K 0.03%
1,255
– –
ALLE icon
206
Allegion
ALLE
$13.4B
$48K 0.03%
629
+46
+8% +$3.25K
GILD icon
207
Gilead Sciences
GILD
$162B
$48K 0.03%
704
+100
+17% +$7.03K
GS icon
208
Goldman Sachs
GS
$300B
$47K 0.03%
206
+140
+212% +$33.8K
MS icon
209
Morgan Stanley
MS
$331B
$47K 0.03%
1,100
– –
OGS icon
210
ONE Gas
OGS
$4.87B
$47K 0.03%
690
– –
IWF icon
211
iShares Russell 1000 Growth ETF
IWF
$124B
$46K 0.03%
1,600
-1,548
-49% -$42.9K
SGOL icon
212
abrdn Physical Gold Shares ETF
SGOL
$6.91B
$46K 0.03%
3,820
– –
COLB icon
213
Columbia Banking Systems
COLB
$8.84B
$45K 0.03%
1,142
– –
PFG icon
214
Principal Financial Group
PFG
$24.3B
$45K 0.03%
711
– –
CI icon
215
Cigna
CI
$73.7B
$44K 0.03%
300
– –
MDT icon
216
Medtronic
MDT
$109B
$44K 0.03%
543
-385
-41% -$30.1K
MOS icon
217
The Mosaic Company
MOS
$7.03B
$44K 0.03%
1,500
-891
-37% -$27.5K
HPQ icon
218
HP
HPQ
$24.9B
$43K 0.03%
2,401
-630
-21% -$10.2K
BHI
219
DELISTED
Baker Hughes
BHI
$43K 0.03%
715
+1
+0.1% +$61
CCL icon
220
Carnival Corporation Ltd
CCL
$38.1B
$41K 0.03%
702
– –
XLE icon
221
State Street Energy Select Sector SPDR ETF
XLE
$38.5B
$41K 0.03%
1,172
+8
+0.7% +$289
LOGM
222
DELISTED
LogMein, Inc.
LOGM
$41K 0.03%
+421
New +$41.9K
SYY icon
223
Sysco
SYY
$40.8B
$40K 0.03%
766
-116
-13% -$6.15K
TGT icon
224
Target
TGT
$65.6B
$40K 0.03%
726
+102
+16% +$6.35K
CELG
225
DELISTED
Celgene Corp
CELG
$40K 0.03%
322
– –
7 8
9
10 11

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PDL
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AAS
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MCM
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KF
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Tradewinds Capital Management's Q1 2017 Portfolio in Review

As of Q1 2017, Tradewinds Capital Management held 772 positions worth $159M, up 4.7% from $152M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q1 2017 filing shows 100 new, 124 increased, 105 reduced and 71 closed positions. Its largest new stake was Fortis: 3,249 shares worth $108K. The largest sale was Schwab US Large-Cap Growth ETF, an estimated $3.41M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q1 2017 buy was Fortis: 3,249 shares worth $108K.
  • Tradewinds Capital Management added most to Schwab US Large-Cap Value ETF in Q1 2017, an estimated $1.8M increase.
  • Tradewinds Capital Management's biggest Q1 2017 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $3.41M.
  • Tradewinds Capital Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $365K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $159M portfolio in Q1 2017.
  • Tradewinds Capital Management opened 100 new positions and closed 71 in Q1 2017.
  • Tradewinds Capital Management's portfolio value rose 4.7% quarter-over-quarter to $159M.

Based on Tradewinds Capital Management's 13F filing for Q1 2017, filed 3 May 2017.