Tradewinds Capital Management’s Caterpillar CAT Stock Holding History

Tradewinds Capital Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$596K	Buy	559 +30	+6%	+$26.4K	0.11%	65
2026 Q1	$375K	Buy	529 +2	+0.4%	+$1.39K	0.07%	76
2025 Q4	$302K	Buy	527 +150	+40%	+$83.4K	0.06%	84
2025 Q3	$180K	Buy	377 +8	+2%	+$3.42K	0.04%	103
2025 Q2	$143K	Sell	369 -58	-14%	-$19.3K	0.04%	109
2025 Q1	$141K	Hold	427	–	–	0.04%	109
2024 Q4	$155K	Hold	427	–	–	0.04%	119
2024 Q3	$167K	Hold	427	–	–	0.04%	99
2024 Q2	$142K	Buy	427 +3	+0.7%	+$1.04K	0.04%	96
2024 Q1	$155K	Buy	424 +2	+0.5%	+$639	0.04%	87
2023 Q4	$125K	Buy	422 +2	+0.5%	+$519	0.05%	70
2023 Q3	$115K	Buy	420 +2	+0.5%	+$543	0.04%	66
2023 Q2	$103K	Buy	+418	New	+$93.2K	0.03%	79
2022 Q3	–	Sell	-3	Closed	-$1K	–	436
2022 Q2	$1K	Sell	3 -263	-99%	-$55.4K	﹤0.01%	374
2022 Q1	$59K	Buy	266 +3	+1%	+$629	0.01%	234
2021 Q4	$54K	Sell	263 -20	-7%	-$4.03K	0.01%	247
2021 Q3	$54K	Hold	283	–	–	0.01%	227
2021 Q2	$62K	Hold	283	–	–	0.01%	208
2021 Q1	$66K	Buy	283 +20	+8%	+$4.14K	0.01%	193
2020 Q4	$48K	Hold	263	–	–	0.01%	224
2020 Q3	$39K	Sell	263 -9	-3%	-$1.26K	0.01%	220
2020 Q2	$34K	Sell	272 -126	-32%	-$14.9K	0.01%	225
2020 Q1	$46K	Sell	398 -130	-25%	-$16.6K	0.01%	183
2019 Q4	$78K	Buy	528 +1	+0.2%	+$140	0.02%	156
2019 Q3	$67K	Sell	527 -38	-7%	-$4.83K	0.03%	153
2019 Q2	$77K	Sell	565 -84	-13%	-$11.1K	0.03%	133
2019 Q1	$88K	Buy	649 +1	+0.2%	+$133	0.03%	145
2018 Q4	$82K	Buy	648 +50	+8%	+$6.5K	0.04%	145
2018 Q3	$91K	Buy	598 +1	+0.2%	+$141	0.03%	156
2018 Q2	$81K	Buy	597 +77	+15%	+$11.5K	0.03%	163
2018 Q1	$77K	Hold	520	–	–	0.03%	160
2017 Q4	$82K	Buy	520 +1	+0.2%	+$139	0.04%	161
2017 Q3	$65K	Hold	519	–	–	0.03%	176
2017 Q2	$56K	Sell	519 -12	-2%	-$1.22K	0.03%	195
2017 Q1	$49K	Buy	531 +407	+328%	+$38.5K	0.03%	204
2016 Q4	$11K	Buy	124 +1	+0.8%	+$91	0.01%	369
2016 Q3	$11K	Buy	123 +1	+0.8%	+$82	0.01%	368
2016 Q2	$9K	Hold	122	–	–	0.01%	375
2016 Q1	$9K	Buy	122 +1	+0.8%	+$67	0.01%	405
2015 Q4	$8K	Sell	121 -59	-33%	-$4.13K	0.01%	399
2015 Q3	$12K	Buy	180 +13	+8%	+$994	0.01%	342
2015 Q2	$14K	Sell	167 -568	-77%	-$48.8K	0.01%	355
2015 Q1	$59K	Hold	735	–	–	0.04%	193
2014 Q4	$67K	Sell	735 -59	-7%	-$5.74K	0.05%	179
2014 Q3	$79K	Hold	794	–	–	0.06%	166
2014 Q2	$86K	Sell	794 -49	-6%	-$5.14K	0.07%	168
2014 Q1	$84K	Sell	843 -550	-39%	-$51.9K	0.07%	171
2013 Q4	$127K	Buy	+1,393	New	+$119K	0.1%	135

Other funds holding CAT

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $175B AUM 40.63% 1-Year Est. Return

New York State Common Retirement Fund Albany, New York $79.3B AUM 43.63% 1-Year Est. Return

ECSS

Eurizon Capital SGR SpA Milan $37.3B AUM

New York State Teachers Retirement System (NYSTRS) Albany, New York $54.2B AUM 43.77% 1-Year Est. Return

Pictet Asset Management Carouge, Switzerland $105B AUM 38.07% 1-Year Est. Return

Asset Management One Tokyo, Japan $39B AUM 37.51% 1-Year Est. Return

SMDAM

Sumitomo Mitsui DS Asset Management Tokyo, Japan $14.5B AUM 37.68% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

AIM

Alphinity Investment Management Sydney, Australia $6.01B AUM 37.17% 1-Year Est. Return

KeyBank National Association Cleveland, Ohio $30.4B AUM 27.51% 1-Year Est. Return

Tradewinds Capital Management's CAT Position: Q2 2026 in Review

Tradewinds Capital Management increased its Caterpillar (CAT) stake by 5.7% in Q2 2026, buying an estimated $26.4K and bringing the position to 559 shares worth $596K. The position accounts for 0.11% of the portfolio, ranked #65.

Tradewinds Capital Management first reported a position in CAT in Q4 2013 and has held it in 48 quarters since. 1,873 funds tracked by Wall St. Rank hold CAT as of Q2 2026.

Tradewinds Capital Management held 559 shares of Caterpillar worth $596K as of Q2 2026.
Tradewinds Capital Management bought 30 Caterpillar shares in Q2 2026, an estimated $26.4K.
Caterpillar made up 0.11% of Tradewinds Capital Management's portfolio in Q2 2026, its #65 holding.
Tradewinds Capital Management first reported a position in Caterpillar in Q4 2013 and has held it in 48 quarters since.
1,873 funds tracked by Wall St. Rank held Caterpillar as of Q2 2026.

Based on Tradewinds Capital Management's 13F filing for Q2 2026, filed 24 Jul 2026.