Tradewinds Capital Management’s Principal Financial Group PFG Stock Holding History

Tradewinds Capital Management’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-300	Closed	-$15K	–	773
2020 Q4	$15K	Hold	300	–	–	﹤0.01%	364
2020 Q3	$12K	Hold	300	–	–	﹤0.01%	368
2020 Q2	$12K	Hold	300	–	–	﹤0.01%	363
2020 Q1	$9K	Hold	300	–	–	﹤0.01%	373
2019 Q4	$17K	Buy	300 +200	+200%	+$10.9K	0.01%	324
2019 Q3	$6K	Hold	100	–	–	﹤0.01%	434
2019 Q2	$6K	Hold	100	–	–	﹤0.01%	429
2019 Q1	$5K	Sell	100 -500	-83%	-$24.8K	﹤0.01%	465
2018 Q4	$27K	Sell	600 -168	-22%	-$8.27K	0.01%	240
2018 Q3	$45K	Hold	768	–	–	0.02%	227
2018 Q2	$41K	Hold	768	–	–	0.02%	238
2018 Q1	$47K	Sell	768 -43	-5%	-$2.83K	0.02%	212
2017 Q4	$57K	Buy	811 +100	+14%	+$6.89K	0.03%	190
2017 Q3	$46K	Hold	711	–	–	0.02%	213
2017 Q2	$46K	Hold	711	–	–	0.02%	213
2017 Q1	$45K	Hold	711	–	–	0.03%	214
2016 Q4	$41K	Hold	711	–	–	0.03%	222
2016 Q3	$37K	Hold	711	–	–	0.03%	233
2016 Q2	$29K	Hold	711	–	–	0.02%	255
2016 Q1	$28K	Hold	711	–	–	0.02%	292
2015 Q4	$32K	Hold	711	–	–	0.02%	260
2015 Q3	$34K	Hold	711	–	–	0.03%	238
2015 Q2	$36K	Buy	711 +168	+31%	+$8.72K	0.03%	256
2015 Q1	$28K	Hold	543	–	–	0.02%	270
2014 Q4	$28K	Buy	543 +43	+9%	+$2.23K	0.02%	265
2014 Q3	$26K	Sell	500 -136	-21%	-$7.12K	0.02%	275
2014 Q2	$32K	Hold	636	–	–	0.02%	257
2014 Q1	$29K	Hold	636	–	–	0.02%	276
2013 Q4	$31K	Buy	+636	New	+$30.2K	0.03%	255

Other funds holding PFG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Tradewinds Capital Management's PFG Position: Q1 2021 in Review

Tradewinds Capital Management sold out of Principal Financial Group (PFG) in Q1 2021, closing a stake of 300 shares — an estimated $15K sold.

Tradewinds Capital Management first reported a position in PFG in Q4 2013 and held it in 29 quarters. The position peaked at $57K in Q4 2017. 646 funds tracked by Wall St. Rank hold PFG as of Q1 2021.

Tradewinds Capital Management reported no remaining Principal Financial Group position as of Q1 2021 after selling out during the quarter.
Tradewinds Capital Management sold 300 Principal Financial Group shares in Q1 2021, an estimated $15K.
Tradewinds Capital Management first reported a position in Principal Financial Group in Q4 2013 and held it in 29 quarters.
Tradewinds Capital Management's Principal Financial Group position peaked at $57K in Q4 2017.
646 funds tracked by Wall St. Rank held Principal Financial Group as of Q1 2021.

Based on Tradewinds Capital Management's 13F filing for Q1 2021, filed 23 Apr 2021.