Tradewinds Capital Management’s Principal Financial Group PFG Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-300	Closed	-$15K	–	773
2020 Q4	$15K	Hold	300	–	–	﹤0.01%	364
2020 Q3	$12K	Hold	300	–	–	﹤0.01%	368
2020 Q2	$12K	Hold	300	–	–	﹤0.01%	363
2020 Q1	$9K	Hold	300	–	–	﹤0.01%	373
2019 Q4	$17K	Buy	300 +200	+200%	+$11.3K	0.01%	324
2019 Q3	$6K	Hold	100	–	–	﹤0.01%	434
2019 Q2	$6K	Hold	100	–	–	﹤0.01%	429
2019 Q1	$5K	Sell	100 -500	-83%	-$25K	﹤0.01%	465
2018 Q4	$27K	Sell	600 -168	-22%	-$7.56K	0.01%	240
2018 Q3	$45K	Hold	768	–	–	0.02%	227
2018 Q2	$41K	Hold	768	–	–	0.02%	238
2018 Q1	$47K	Sell	768 -43	-5%	-$2.63K	0.02%	212
2017 Q4	$57K	Buy	811 +100	+14%	+$7.03K	0.03%	190
2017 Q3	$46K	Hold	711	–	–	0.02%	213
2017 Q2	$46K	Hold	711	–	–	0.02%	213
2017 Q1	$45K	Hold	711	–	–	0.03%	214
2016 Q4	$41K	Hold	711	–	–	0.03%	222
2016 Q3	$37K	Hold	711	–	–	0.03%	233
2016 Q2	$29K	Hold	711	–	–	0.02%	255
2016 Q1	$28K	Hold	711	–	–	0.02%	292
2015 Q4	$32K	Hold	711	–	–	0.02%	260
2015 Q3	$34K	Hold	711	–	–	0.03%	238
2015 Q2	$36K	Buy	711 +168	+31%	+$8.51K	0.03%	256
2015 Q1	$28K	Hold	543	–	–	0.02%	270
2014 Q4	$28K	Buy	543 +43	+9%	+$2.22K	0.02%	265
2014 Q3	$26K	Sell	500 -136	-21%	-$7.07K	0.02%	275
2014 Q2	$32K	Hold	636	–	–	0.02%	257
2014 Q1	$29K	Hold	636	–	–	0.02%	276
2013 Q4	$31K	Buy	+636	New	+$31K	0.03%	255