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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$502M
AUM Growth
+$40.2M
Cap. Flow
+$19.8M
Cap. Flow %
3.94%
Top 10 Hldgs %
58.43%
Holding
811
New
97
Increased
132
Reduced
114
Closed
37

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$24M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$23.4M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$22.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$22.2M
5
JJE
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
+$21.4M

Top Sells

Rank Stock Value
1
EWY icon
iShares MSCI South Korea ETF
EWY
+$22M
2
EWG icon
iShares MSCI Germany ETF
EWG
+$21.4M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$21.3M
4
INDA icon
iShares MSCI India ETF
INDA
+$21.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$20.7M

Sector Composition

Rank Sector Weight
1 Technology 16.07%
2 Consumer Discretionary 3.57%
3 Industrials 2.82%
4 Healthcare 1.56%
5 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCL icon
751
Caledonia Mining Corp
CMCL
$420M
– –
-60
Closed -$1K
COOP
752
DELISTED
Mr. Cooper
COOP
$0 ﹤0.01%
+1
New +$32
EEMV icon
753
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
– –
-5
Closed –
EFAV icon
754
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
– –
-8
Closed -$1K
EGO icon
755
Eldorado Gold
EGO
$9.89B
– –
-100
Closed -$1K
CHRN
756
ChronoScale Holdings
CHRN
$3.04B
$0 ﹤0.01%
4
– –
ENPH icon
757
Enphase Energy
ENPH
$5.53B
– –
-36
Closed -$6K
FCX icon
758
Freeport-McMoran
FCX
$97.5B
– –
-333
Closed -$9K
GDXJ icon
759
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
– –
-230
Closed -$12K
GTBP icon
760
GT Biopharma
GTBP
$11.5M
$0 ﹤0.01%
+1
New +$175
GWX icon
761
State Street SPDR S&P International Small Cap ETF
GWX
$913M
– –
-29
Closed -$1K
HIG icon
762
Hartford Financial Services
HIG
$39.3B
– –
-223
Closed -$11K
IOVA icon
763
Iovance Biotherapeutics
IOVA
$2.87B
$0 ﹤0.01%
+3
New +$124
KEYS icon
764
Keysight
KEYS
$58.3B
$0 ﹤0.01%
1
– –
KTB icon
765
Kontoor Brands
KTB
$4.26B
$0 ﹤0.01%
9
– –
KWEB icon
766
KraneShares CSI China Internet ETF
KWEB
$5.67B
– –
-35
Closed -$3K
LAZR
767
DELISTED
Luminar Technologies
LAZR
– –
-5
Closed -$3K
NAK
768
Northern Dynasty Minerals
NAK
$958M
$0 ﹤0.01%
600
– –
NCNO icon
769
nCino
NCNO
$2.1B
– –
-30
Closed -$2K
NCV
770
Virtus Convertible & Income Fund
NCV
$390M
$0 ﹤0.01%
5
– –
NGD
771
DELISTED
New Gold Inc
NGD
$0 ﹤0.01%
126
– –
NXE icon
772
NexGen Energy
NXE
$6.99B
$0 ﹤0.01%
+130
New +$442
PFG icon
773
Principal Financial Group
PFG
$24.3B
– –
-300
Closed -$15K
PTON icon
774
Peloton Interactive
PTON
$2.49B
– –
-45
Closed -$7K
QID icon
775
ProShares UltraShort QQQ
QID
$247M
$0 ﹤0.01%
3
– –
29 30
31
32 33

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Tradewinds Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Tradewinds Capital Management held 811 positions worth $502M, up 8.7% from $462M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q1 2021, opening 97 new positions and adding to 132 existing holdings. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI South Korea ETF, an estimated $22M trimmed.

  • Tradewinds Capital Management's largest Q1 2021 buy was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q1 2021, an estimated $23.4M increase.
  • Tradewinds Capital Management's biggest Q1 2021 reduction was iShares MSCI South Korea ETF, cutting an estimated $22M.
  • Tradewinds Capital Management fully exited Otelco, Inc. Class A in Q1 2021, selling an estimated $265K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $502M portfolio in Q1 2021.
  • Tradewinds Capital Management opened 97 new positions and closed 37 in Q1 2021.
  • Tradewinds Capital Management's portfolio value rose 8.7% quarter-over-quarter to $502M.

Based on Tradewinds Capital Management's 13F filing for Q1 2021, filed 23 Apr 2021.