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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$196M
AUM Growth
+$5.9M
Cap. Flow
-$2.18M
Cap. Flow %
-1.11%
Top 10 Hldgs %
56.04%
Holding
733
New
51
Increased
101
Reduced
80
Closed
41

Top Buys

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$11.2M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$10.8M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.58M
4
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$868K
5
BA icon
Boeing
BA
+$804K

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$9.52M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$8.9M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.96M
4
QAUS
SPDR MSCI Australia StrategicFactors ETF
QAUS
+$3.17M
5
MSFT icon
Microsoft
MSFT
+$621K

Sector Composition

Rank Sector Weight
1 Technology 19.45%
2 Industrials 6.6%
3 Consumer Discretionary 3.89%
4 Healthcare 3.17%
5 Financials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LHX icon
676
L3Harris
LHX
$52.2B
$0 ﹤0.01%
3
– –
LVS icon
677
Las Vegas Sands
LVS
$30.1B
– –
-107
Closed -$7K
MBOT icon
678
Microbot Medical
MBOT
$120M
– –
-3
Closed –
MTCH icon
679
Match Group
MTCH
$9.62B
– –
-200
Closed -$3K
MTEX icon
680
Mannatech
MTEX
$9.55M
– –
-100
Closed -$2K
PRTA icon
681
Prothena Corp
PRTA
$441M
$0 ﹤0.01%
7
– –
PSEC icon
682
Prospect Capital
PSEC
$1.11B
– –
-1,014
Closed -$8K
SHM icon
683
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$0 ﹤0.01%
3
– –
STE icon
684
Steris
STE
$22.6B
$0 ﹤0.01%
3
– –
TDC icon
685
Teradata
TDC
$3.11B
$0 ﹤0.01%
+12
New +$373
TLT icon
686
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
$0 ﹤0.01%
+4
New +$503
TR icon
687
Tootsie Roll Industries
TR
$2.92B
$0 ﹤0.01%
13
– –
TSCO icon
688
Tractor Supply
TSCO
$17B
– –
-500
Closed -$5K
VALE icon
689
Vale
VALE
$63.3B
– –
-900
Closed -$8K
VHC icon
690
VirnetX Holding Corp
VHC
$58.9M
$0 ﹤0.01%
5
– –
VVX icon
691
V2X
VVX
$2.5B
$0 ﹤0.01%
1
– –
VYX icon
692
NCR Voyix
VYX
$1.2B
$0 ﹤0.01%
+20
New +$460
XLRE icon
693
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.53B
– –
-2
Closed –
XYZ
694
Block Inc
XYZ
$49.8B
– –
-150
Closed -$4K
LGF.B
695
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$0 ﹤0.01%
9
– –
ASXC
696
DELISTED
Asensus Surgical, Inc.
ASXC
– –
-1,731
Closed -$16K
BFX
697
DELISTED
BowFlex Inc.
BFX
– –
-133
Closed -$3K
SRC
698
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
-120
Closed -$4K
VRTV
699
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
3
– –
CAJ
700
DELISTED
Canon, Inc.
CAJ
– –
-67
Closed -$2K
26 27
28
29 30

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Tradewinds Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Tradewinds Capital Management held 733 positions worth $196M, up 3.1% from $190M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management's Q3 2017 filing shows 51 new, 101 increased, 80 reduced and 41 closed positions. Its largest new stake was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M. The largest sale was Schwab US Large- Cap ETF, an estimated $9.52M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2017 buy was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M.
  • Tradewinds Capital Management added most to Schwab International Small-Cap Equity ETF in Q3 2017, an estimated $10.8M increase.
  • Tradewinds Capital Management's biggest Q3 2017 reduction was Schwab US Large- Cap ETF, cutting an estimated $9.52M.
  • Tradewinds Capital Management fully exited SPDR MSCI Australia StrategicFactors ETF in Q3 2017, selling an estimated $3.17M.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $196M portfolio in Q3 2017.
  • Tradewinds Capital Management opened 51 new positions and closed 41 in Q3 2017.
  • Tradewinds Capital Management's portfolio value rose 3.1% quarter-over-quarter to $196M.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.