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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.43%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$123M
AUM Growth
–
Cap. Flow
+$119M
Cap. Flow %
97.16%
Top 10 Hldgs %
44.79%
Holding
611
New
609
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$23.6M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$8.67M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$3.51M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$3.17M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$2.78M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 27.7%
2 Industrials 7.98%
3 Healthcare 5.49%
4 Consumer Discretionary 4.39%
5 Consumer Staples 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITT icon
551
ITT
ITT
$19.1B
$1K ﹤0.01%
+16
New +$636
PNR icon
552
Pentair
PNR
$11B
$1K ﹤0.01%
+19
New +$883
PSEC icon
553
Prospect Capital
PSEC
$1.17B
$1K ﹤0.01%
+114
New +$1.28K
RIG icon
554
Transocean
RIG
$5.83B
$1K ﹤0.01%
+15
New +$734
SA
555
Seabridge Gold
SA
$3.35B
$1K ﹤0.01%
+200
New +$1.68K
SVM
556
Silvercorp Metals
SVM
$2.54B
$1K ﹤0.01%
+500
New +$1.38K
TDC icon
557
Teradata
TDC
$2.55B
$1K ﹤0.01%
+13
New +$589
UEC icon
558
Uranium Energy
UEC
$5.58B
$1K ﹤0.01%
+440
New +$828
UIS icon
559
Unisys
UIS
$214M
$1K ﹤0.01%
+24
New +$665
VGZ icon
560
Vista Gold
VGZ
$307M
$1K ﹤0.01%
+2,800
New +$1.16K
VT icon
561
Vanguard Total World Stock ETF
VT
$79.8B
$1K ﹤0.01%
+23
New +$1.32K
XYL icon
562
Xylem
XYL
$28.1B
$1K ﹤0.01%
+32
New +$1.03K
BFX
563
DELISTED
BowFlex Inc.
BFX
$1K ﹤0.01%
+133
New +$1K
FRTX
564
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
– –
0
– –
USCR
565
DELISTED
U S Concrete, Inc.
USCR
$1K ﹤0.01%
+45
New +$980
IMMU
566
DELISTED
Immunomedics Inc
IMMU
$1K ﹤0.01%
+215
New +$957
LM
567
DELISTED
Legg Mason, Inc.
LM
$1K ﹤0.01%
+20
New +$776
STI
568
DELISTED
SunTrust Banks, Inc.
STI
$1K ﹤0.01%
+33
New +$1.15K
GM.WS.B
569
DELISTED
General Motors Company
GM.WS.B
$1K ﹤0.01%
+35
New +$713
POT
570
DELISTED
Potash Corp Of Saskatchewan
POT
$1K ﹤0.01%
+24
New +$765
WBMD
571
DELISTED
WebMD Health Corp.
WBMD
$1K ﹤0.01%
+33
New +$1.19K
GM.WS.A
572
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$1K ﹤0.01%
+35
New +$987
ADT
573
DELISTED
ADT Corp
ADT
$1K ﹤0.01%
+31
New +$1.27K
MSO
574
DELISTED
MARTHA STEWART LIVING OMNIMEDIA INC
MSO
$1K ﹤0.01%
+146
New +$446
AOL
575
DELISTED
AOL INC COMMON STOCK
AOL
$1K ﹤0.01%
+19
New +$776
21 22
23
24 25

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Tradewinds Capital Management's Q4 2013 Portfolio in Review

Q4 2013 is the first quarter with a 13F filing on record for Tradewinds Capital Management, which disclosed 611 positions worth $123M. Its ten largest holdings account for 45% of the portfolio.

Its largest position is Microsoft: 648,626 shares worth $24.3M.

By sector, the portfolio is most concentrated in Technology at 28% of assets, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2013 buy was Microsoft: 648,626 shares worth $24.3M.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $123M portfolio in Q4 2013.
  • Tradewinds Capital Management disclosed 611 positions in Q4 2013, its first 13F filing on record.

Based on Tradewinds Capital Management's 13F filing for Q4 2013, filed 10 Sep 2014.