Tradewinds Capital Management’s Legg Mason, Inc. LM Stock Holding History

Tradewinds Capital Management’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-20	Closed	-$1K	–	705
2017 Q2	$1K	Hold	20	–	–	﹤0.01%	639
2017 Q1	$1K	Hold	20	–	–	﹤0.01%	659
2016 Q4	$1K	Hold	20	–	–	﹤0.01%	622
2016 Q3	$1K	Hold	20	–	–	﹤0.01%	635
2016 Q2	$1K	Hold	20	–	–	﹤0.01%	616
2016 Q1	$1K	Hold	20	–	–	﹤0.01%	619
2015 Q4	$1K	Hold	20	–	–	﹤0.01%	628
2015 Q3	$1K	Hold	20	–	–	﹤0.01%	613
2015 Q2	$1K	Hold	20	–	–	﹤0.01%	646
2015 Q1	$1K	Hold	20	–	–	﹤0.01%	591
2014 Q4	$1K	Hold	20	–	–	﹤0.01%	600
2014 Q3	$1K	Hold	20	–	–	﹤0.01%	572
2014 Q2	$1K	Hold	20	–	–	﹤0.01%	597
2014 Q1	$1K	Hold	20	–	–	﹤0.01%	603
2013 Q4	$1K	Buy	+20	New	+$776	﹤0.01%	567

Other funds holding LM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

FPA

First Pacific Advisors El Segundo, California $7.14B AUM 21.51% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

CCP

Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Tradewinds Capital Management's LM Position: Q3 2017 in Review

Tradewinds Capital Management sold out of Legg Mason, Inc. (LM) in Q3 2017, closing a stake of 20 shares — an estimated $1K sold.

Tradewinds Capital Management first reported a position in LM in Q4 2013 and held it in 15 quarters. The position peaked at $1K in Q2 2017. 303 funds tracked by Wall St. Rank hold LM as of Q3 2017.

Tradewinds Capital Management reported no remaining Legg Mason, Inc. position as of Q3 2017 after selling out during the quarter.
Tradewinds Capital Management sold 20 Legg Mason, Inc. shares in Q3 2017, an estimated $1K.
Tradewinds Capital Management first reported a position in Legg Mason, Inc. in Q4 2013 and held it in 15 quarters.
Tradewinds Capital Management's Legg Mason, Inc. position peaked at $1K in Q2 2017.
303 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q3 2017.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.