Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

374 hedge funds and large institutions have $5.34B invested in Legg Mason, Inc. in 2015 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 116 increasing their positions, 169 reducing their positions, and 35 closing their positions.

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

374

Holders Change

-3

Holders Change %

-0.8%

% of All Funds

9.98%

Holding in Top 10

Holding in Top 10 Change

-2

Holding in Top 10 Change %

-18.18%

% of All Funds

0.24%

New

Increased

116

Reduced

169

Closed

Calls

$20.4M

Puts

$4.2M

Net Calls

+$16.2M

Net Calls Change

+$11.9M

Top Buyers

1	1 Adage Capital Partners Boston, Massachusetts	$75.4M
2	2 Vanguard Group Malvern, Pennsylvania	$473M
3	3 Millennium Management New York	$31.7M
4	4 Wellington Management Group Boston, Massachusetts	$233M
5	5 Goldman Sachs New York	$58.5M

Top Sellers

1	1 JPMorgan Chase & Co New York	$291M
2	2 Viking Global Investors Stamford, Connecticut	$142M
3	3 T. Rowe Price Associates Baltimore, Maryland	$55.6M
4	4 State of New Jersey Common Pension Fund D Trenton, New Jersey	$48.6M
5	5 Allianz Asset Management Munich, Germany	$4.54M

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	TFM 1 Trian Fund Management New York	$711M	12,887,964	–	–
2	2 Vanguard Group Malvern, Pennsylvania	$473M	8,560,968	+1,036,878	+14%
3	3 JPMorgan Chase & Co New York	$291M	5,273,399	-1,117,386	-17%
4	GI 4 GAMCO Investors Greenwich, Connecticut	$261M	4,724,358	-149,151	-3%
5	5 State Street Boston, Massachusetts	$250M	4,530,943	-359,106	-7%
6	6 Wellington Management Group Boston, Massachusetts	$233M	4,214,494	+295,526	+8%
7	BIT 7 BlackRock Institutional Trust San Francisco, California	$154M	2,787,803	+10,229	+0.4%
8	8 Dimensional Fund Advisors Austin, Texas	$154M	2,783,850	-87,877	-3%
9	9 Invesco Atlanta, Georgia	$154M	2,781,445	-57,194	-2%
10	10 Viking Global Investors Stamford, Connecticut	$142M	2,577,175	-1,106,028	-30%
11	TCIM 11 TIAA CREF Investment Management New York	$101M	1,822,423	-102,342	-5%
12	GF 12 Gabelli Funds Rye, New York	$91.8M	1,663,500	-200	-0%
13	BFA 13 BlackRock Fund Advisors San Francisco, California	$85.3M	1,544,775	-31,373	-2%
14	14 Citadel Advisors Miami, Florida	$84.8M	1,535,515	+261,051	+20%
15	15 Adage Capital Partners Boston, Massachusetts	$75.4M	1,365,800	+1,105,000	+424%
16	TA 16 Teachers Advisors New York	$65.9M	1,194,505	-195,746	-14%
17	17 Northern Trust Chicago, Illinois	$64.8M	1,173,941	-67,977	-5%
18	PAM 18 Panagora Asset Management Boston, Massachusetts	$63.4M	1,149,384	+80,069	+7%
19	19 Bank of New York Mellon New York	$62.7M	1,136,587	-47,381	-4%
20	JHIU 20 Janus Henderson Investors US Denver, Colorado	$62.5M	1,132,684	+195,984	+21%
21	21 Goldman Sachs New York	$58.5M	1,059,140	+292,278	+38%
22	22 T. Rowe Price Associates Baltimore, Maryland	$55.6M	1,006,500	-648,570	-39%
23	23 Norges Bank Oslo, Norway	$54.5M	986,648	+30,226	+3%
24	GC 24 Guggenheim Capital Chicago, Illinois	$50.4M	913,248	+40,028	+5%
25	25 State of New Jersey Common Pension Fund D Trenton, New Jersey	$48.6M	880,000	-400,000	-31%

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM