Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

302 hedge funds and large institutions have $4.86B invested in Legg Mason, Inc. in 2020 Q2 according to their latest regulatory filings, with 42 funds opening new positions, 111 increasing their positions, 103 reducing their positions, and 56 closing their positions.

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

302

Holders Change

-17

Holders Change %

-5.33%

% of All Funds

6.21%

Holding in Top 10

Holding in Top 10 Change

Holding in Top 10 Change %

+35.29%

% of All Funds

0.47%

New

Increased

111

Reduced

103

Closed

Calls

$6.54M

Puts

$9.62M

Net Calls

-$3.08M

Net Calls Change

+$6.35M

Top Buyers

1	1 Renaissance Technologies New York	$297M
2	2 Barclays London, United Kingdom	$138M
3	3 Bank of America Charlotte, North Carolina	$125M
4	4 Bank of Nova Scotia Toronto, Ontario, Canada	$175M
5	PCM 5 Pentwater Capital Management Naples, Florida	$164M

Top Sellers

1	TFM 1 Trian Fund Management New York	$0
2	2 LSV Asset Management Chicago, Illinois	$7.07M
3	CS 3 Credit Suisse Zurich, Switzerland	$58.1M
4	4 Neuberger Berman Group New York	$0
5	5 Grantham, Mayo, Van Otterloo & Co (GMO) Boston, Massachusetts	$0

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	1 Vanguard Group Malvern, Pennsylvania	$417M	8,387,482	+164,047	+2%
2	2 BlackRock New York	$367M	7,369,201	-116,861	-2%
3	3 Renaissance Technologies New York	$297M	5,974,553	+3,499,100	+141%
4	HI 4 HBK Investments Dallas, Texas	$204M	4,106,200	+1,106,100	+37%
5	5 Dimensional Fund Advisors Austin, Texas	$177M	3,563,305	-100,635	-3%
6	6 Bank of Nova Scotia Toronto, Ontario, Canada	$175M	3,517,789	+1,936,858	+123%
7	7 Goldman Sachs New York	$174M	3,498,579	+484,302	+16%
8	UOC 8 UBS O'Connor Chicago, Illinois	$165M	3,309,722	-421,504	-11%
9	PCM 9 Pentwater Capital Management Naples, Florida	$164M	3,299,000	+1,349,200	+69%
10	CC 10 Carlson Capital Dallas, Texas	$145M	2,908,829	+962,499	+49%
11	11 Barclays London, United Kingdom	$138M	2,766,882	+2,616,484	+1,740%
12	12 Citigroup New York	$127M	2,556,765	+559,535	+28%
13	13 Bank of America Charlotte, North Carolina	$125M	2,518,004	+2,004,588	+390%
14	WIC 14 Water Island Capital New York	$105M	2,107,836	+603,836	+40%
15	15 State Street Boston, Massachusetts	$102M	2,034,809	-77,852	-4%
16	AAM 16 Alpine Associates Management Palm Beach, Florida	$89.1M	1,790,720	+295,570	+20%
17	WCMNY 17 Westchester Capital Management (New York) Valhalla, New York	$88.3M	1,774,299	+107,654	+6%
18	18 Healthcare of Ontario Pension Plan (HOOPP) Trust Fund Toronto, Ontario, Canada	$76.4M	1,535,330	+172,073	+13%
19	19 Deutsche Bank Frankfurt Am Main Ge, Germany	$71.3M	1,432,202	+1,227,557	+600%
20	20 Bank of New York Mellon New York	$60.5M	1,216,374	+16,767	+1%
21	21 Norges Bank Oslo, Norway	$60M	1,205,827	+158,143	+15%
22	CS 22 Credit Suisse Zurich, Switzerland	$58.1M	1,168,050	-1,710,528	-59%
23	23 BNP Paribas Financial Markets Paris, France	$54.4M	1,092,776	-12,208	-1%
24	TAL 24 TIG Advisors LLC New York	$51.8M	1,040,796	-81,632	-7%
25	SCC 25 Spring Creek Capital Wichita, Kansas	$50.1M	1,006,300	-3,700	-0.4%

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM