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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

311 hedge funds and large institutions have $2.44B invested in Legg Mason, Inc. in 2016 Q4 according to their latest regulatory filings, with 62 funds opening new positions, 107 increasing their positions, 97 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

10% more repeat investments, than reductions

Existing positions increased: 107 | Existing positions reduced: 97

7% less first-time investments, than exits

New positions opened: 62 | Existing positions closed: 67

3% less funds holding

Funds holding: 319311 (-8)

9% less capital invested

Capital invested by funds: $2.68B → $2.44B (-$241M)

17% less call options, than puts

Call options by funds: $5.52M | Put options by funds: $6.69M

Holders
311
Holders Change
-8
Holders Change %
-2.51%
% of All Funds
7.78%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
62
Increased
107
Reduced
97
Closed
67
Calls
$5.52M
Puts
$6.69M
Net Calls
-$1.17M
Net Calls Change
+$495K
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$213M -$37.4M -1,189,136 -14%
Fidelity Investments
2
Fidelity Investments
Massachusetts
$161M +$30.4M +966,605 +22%
FPA
3
First Pacific Advisors
California
$121M +$576K +18,320 +0.5%
BIT
4
BlackRock Institutional Trust
California
$114M +$36.9M +1,172,858 +44%
BFA
5
BlackRock Fund Advisors
California
$114M +$68.3M +2,174,722 +134%
Invesco
6
Invesco
Georgia
$110M +$17M +539,484 +17%
GI
7
GAMCO Investors
Connecticut
$104M -$8.5M -270,513 -7%
Dimensional Fund Advisors
8
Dimensional Fund Advisors
Texas
$95.5M +$7.78M +247,544 +8%
CCP
9
Clarkston Capital Partners
Michigan
$90.2M +$12.6M +401,745 +15%
State Street
10
State Street
Massachusetts
$76.5M -$33.2M -1,057,537 -29%
Wellington Management Group
11
Wellington Management Group
Massachusetts
$70.2M -$48.4M -1,538,942 -40%
GF
12
Gabelli Funds
New York
$49.6M -$3.6M -114,603 -6%
Capital World Investors
13
Capital World Investors
California
$44.3M +$28.8M +915,285 +162%
Goldman Sachs
14
Goldman Sachs
New York
$43.1M -$4.9M -156,028 -10%
LSV Asset Management
15
LSV Asset Management
Illinois
$39.8M +$34.6M +1,102,628 +485%
State of New Jersey Common Pension Fund D
16
State of New Jersey Common Pension Fund D
New Jersey
$38.3M
Bank of New York Mellon
17
Bank of New York Mellon
New York
$33.4M +$7.72M +245,554 +28%
WCM
18
Wedge Capital Management
North Carolina
$30.8M +$22.2M +705,391 +217%
D.E. Shaw & Co
19
D.E. Shaw & Co
New York
$27.5M -$684K -21,785 -2%
IAM
20
Impax Asset Management
New Hampshire
$27.3M +$11.5M +365,878 +67%
Two Sigma Investments
21
Two Sigma Investments
New York
$25.8M +$24.6M +783,831 +995%
Norges Bank
22
Norges Bank
Norway
$25.4M +$4.72M +150,184 +21%
Northern Trust
23
Northern Trust
Illinois
$24.4M -$3.8M -120,949 -13%
T. Rowe Price Associates
24
T. Rowe Price Associates
Maryland
$23.7M -$8.55M -272,046 -26%
SIA
25
Sit Investment Associates
Minnesota
$23.2M -$2.07M -65,925 -8%

LM Hedge Fund Activity: Q4 2016 in Review

311 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Legg Mason, Inc. (LM) for Q4 2016, worth a combined $2.44B — down 9% from $2.68B a quarter earlier.

Sellers outnumbered buyers: 67 funds closed out of LM and 62 opened new positions — a net loss of 5 holders — while 97 trimmed existing stakes and 107 added.

The largest buyer was BlackRock Fund Advisors, adding an estimated $68.3M. The largest seller was JP Morgan Chase, cutting an estimated $50.8M.

  • 311 institutional investors held Legg Mason, Inc. (LM) as of Q4 2016, down from 319 in Q3 2016.
  • Funds reported $2.44B of Legg Mason, Inc. stock for Q4 2016, down 9% quarter-over-quarter.
  • 62 funds opened new Legg Mason, Inc. positions in Q4 2016 and 67 closed out, a net change of -5 holders.
  • The largest Legg Mason, Inc. buyer in Q4 2016 was BlackRock Fund Advisors, an estimated $68.3M added.
  • The largest Legg Mason, Inc. seller in Q4 2016 was JP Morgan Chase, an estimated $50.8M sold.

Based on aggregated 13F filings for Q4 2016.