Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

0 hedge funds and large institutions have $0 invested in Legg Mason, Inc. in 2020 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 0 increasing their positions, 0 reducing their positions, and 302 closing their positions.

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

–

Holders Change

-302

Holders Change %

-100%

% of All Funds

–

Holding in Top 10

–

Holding in Top 10 Change

-23

Holding in Top 10 Change %

-100%

% of All Funds

–

New

–

Increased

–

Reduced

–

Closed

302

Calls

–

Puts

–

Net Calls

–

Net Calls Change

–

Top Buyers

No buyers this quarter

Top Sellers

1	1 Vanguard Group Malvern, Pennsylvania	$0
2	2 BlackRock New York	$0
3	3 Renaissance Technologies New York	$0
4	HI 4 HBK Investments Dallas, Texas	$0
5	5 Dimensional Fund Advisors Austin, Texas	$0

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	1 Vanguard Group Malvern, Pennsylvania	–	–	-8,387,482	Closed
2	2 BlackRock New York	–	–	-7,369,201	Closed
3	3 Renaissance Technologies New York	–	–	-5,974,553	Closed
4	HI 4 HBK Investments Dallas, Texas	–	–	-4,106,200	Closed
5	5 Dimensional Fund Advisors Austin, Texas	–	–	-3,563,305	Closed
6	6 Bank of Nova Scotia Toronto, Ontario, Canada	–	–	-3,517,789	Closed
7	7 Goldman Sachs New York	–	–	-3,498,579	Closed
8	UOC 8 UBS O'Connor Chicago, Illinois	–	–	-3,309,722	Closed
9	PCM 9 Pentwater Capital Management Naples, Florida	–	–	-3,299,000	Closed
10	CC 10 Carlson Capital Dallas, Texas	–	–	-2,908,829	Closed
11	11 Barclays London, United Kingdom	–	–	-2,766,882	Closed
12	12 Citigroup New York	–	–	-2,556,765	Closed
13	13 Bank of America Charlotte, North Carolina	–	–	-2,518,004	Closed
14	WIC 14 Water Island Capital New York	–	–	-2,107,836	Closed
15	15 State Street Boston, Massachusetts	–	–	-2,034,809	Closed
16	AAM 16 Alpine Associates Management Palm Beach, Florida	–	–	-1,790,720	Closed
17	WCMNY 17 Westchester Capital Management (New York) Valhalla, New York	–	–	-1,774,299	Closed
18	18 Healthcare of Ontario Pension Plan (HOOPP) Trust Fund Toronto, Ontario, Canada	–	–	-1,535,330	Closed
19	19 Deutsche Bank Frankfurt Am Main Ge, Germany	–	–	-1,432,202	Closed
20	20 Bank of New York Mellon New York	–	–	-1,216,374	Closed
21	21 Norges Bank Oslo, Norway	–	–	-1,205,827	Closed
22	CS 22 Credit Suisse Zurich, Switzerland	–	–	-1,168,050	Closed
23	23 BNP Paribas Financial Markets Paris, France	–	–	-1,092,776	Closed
24	TAL 24 TIG Advisors LLC New York	–	–	-1,040,796	Closed
25	SCC 25 Spring Creek Capital Wichita, Kansas	–	–	-1,006,300	Closed

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM