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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

366 hedge funds and large institutions have $5.14B invested in Legg Mason, Inc. in 2014 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 113 increasing their positions, 157 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

74% more first-time investments, than exits

New positions opened: 40 | Existing positions closed: 23

31% more call options, than puts

Call options by funds: $13.3M | Put options by funds: $10.2M

9% more funds holding in top 10

Funds holding in top 10: 1112 (+1)

4% more funds holding

Funds holding: 352366 (+14)

3% less capital invested

Capital invested by funds: $5.32B → $5.14B (-$181M)

28% less repeat investments, than reductions

Existing positions increased: 113 | Existing positions reduced: 157

Holders
366
Holders Change
+14
Holders Change %
+3.98%
% of All Funds
10.62%
Holding in Top 10
12
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+9.09%
% of All Funds
0.35%
New
40
Increased
113
Reduced
157
Closed
23
Calls
$13.3M
Puts
$10.2M
Net Calls
+$3.15M
Net Calls Change
-$7.42M
Name Holding Trade Value Shares
Change
Change in
Stake
TFM
1
Trian Fund Management
New York
$659M +$73K +1,471 +0%
Vanguard Group
2
Vanguard Group
Pennsylvania
$406M +$942K +18,990 +0.2%
T. Rowe Price Associates
3
T. Rowe Price Associates
Maryland
$399M -$158M -3,190,996 -29%
JP Morgan Chase
4
JP Morgan Chase
New York
$280M +$31.8M +640,767 +13%
GI
5
GAMCO Investors
Connecticut
$254M +$334K +6,733 +0.1%
State Street
6
State Street
Massachusetts
$248M +$2.33M +47,004 +1%
Dimensional Fund Advisors
7
Dimensional Fund Advisors
Texas
$151M -$2.7M -54,528 -2%
Invesco
8
Invesco
Georgia
$151M -$11.9M -240,383 -8%
BIT
9
BlackRock Institutional Trust
California
$143M -$734K -14,791 -0.5%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$125M +$5.26M +106,111 +5%
GF
11
Gabelli Funds
New York
$85.2M +$211K +4,250 +0.3%
BFA
12
BlackRock Fund Advisors
California
$72.9M +$1.91M +38,513 +3%
TCIM
13
TIAA CREF Investment Management
New York
$68.1M -$3.57M -71,906 -5%
Pzena Investment Management
14
Pzena Investment Management
New York
$66.2M -$515K -10,375 -0.8%
State of New Jersey Common Pension Fund D
15
State of New Jersey Common Pension Fund D
New Jersey
$65.5M -$2.48M -50,000 -4%
Northern Trust
16
Northern Trust
Illinois
$65.3M -$2.5M -50,389 -4%
Loomis, Sayles & Company
17
Loomis, Sayles & Company
Massachusetts
$58.3M -$3.31M -66,660 -6%
PAM
18
Panagora Asset Management
Massachusetts
$56.7M -$3.58M -72,191 -6%
TA
19
Teachers Advisors
New York
$53.5M +$3.11M +62,765 +6%
Goldman Sachs
20
Goldman Sachs
New York
$49.8M +$5.7M +114,989 +13%
Norges Bank
21
Norges Bank
Norway
$48.9M -$44.1M -888,960 -48%
FPP
22
Findlay Park Partners
United Kingdom
$44.9M -$34.8M -702,000 -44%
Wellington Management Group
23
Wellington Management Group
Massachusetts
$44.7M +$28.3M +570,557 +188%
JHIU
24
Janus Henderson Investors US
Colorado
$44M +$32.5M +654,800 +318%
BG
25
BlackRock Group
United Kingdom
$44M +$47K +948 +0.1%

LM Hedge Fund Activity: Q3 2014 in Review

366 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Legg Mason, Inc. (LM) for Q3 2014, worth a combined $5.14B — down 3.4% from $5.32B a quarter earlier.

Buyers outnumbered sellers: 40 funds opened new LM positions and 23 closed out — a net gain of 17 holders — while 113 added to existing stakes and 157 trimmed.

The largest buyer was Janus Henderson Investors US, adding an estimated $32.5M. The largest seller was T. Rowe Price Associates, cutting an estimated $158M.

  • 366 institutional investors held Legg Mason, Inc. (LM) as of Q3 2014, up from 352 in Q2 2014.
  • Funds reported $5.14B of Legg Mason, Inc. stock for Q3 2014, down 3.4% quarter-over-quarter.
  • 40 funds opened new Legg Mason, Inc. positions in Q3 2014 and 23 closed out, a net change of +17 holders.
  • The largest Legg Mason, Inc. buyer in Q3 2014 was Janus Henderson Investors US, an estimated $32.5M added.
  • The largest Legg Mason, Inc. seller in Q3 2014 was T. Rowe Price Associates, an estimated $158M sold.

Based on aggregated 13F filings for Q3 2014.