Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

337 hedge funds and large institutions have $2.29B invested in Legg Mason, Inc. in 2018 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 136 increasing their positions, 98 reducing their positions, and 69 closing their positions.

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

337

Holders Change

-33

Holders Change %

-8.92%

% of All Funds

7.72%

Holding in Top 10

Holding in Top 10 Change

-3

Holding in Top 10 Change %

-37.5%

% of All Funds

0.11%

New

Increased

136

Reduced

Closed

Calls

$7.09M

Puts

$34.7M

Net Calls

-$27.6M

Net Calls Change

-$20.8M

Top Buyers

1	CCP 1 Clarkston Capital Partners Rochester, Michigan	$139M
2	2 Fiera Capital (Canada) Montreal, Quebec, Canada	$34.8M
3	3 Balyasny Asset Management Chicago, Illinois	$13.9M
4	4 Renaissance Technologies New York	$11.9M
5	5 BlackRock New York	$251M

Top Sellers

1	1 Fidelity Investments Boston, Massachusetts	$38.3M
2	ACL 2 Azora Capital LP Miami, Florida	$0
3	DGHMC 3 Dalton, Greiner, Hartman, Maher & Co New York	$0
4	4 Vanguard Group Malvern, Pennsylvania	$251M
5	O 5 OppenheimerFunds New York	$1.23M

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	1 BlackRock New York	$251M	8,048,661	+360,188	+5%
2	2 Vanguard Group Malvern, Pennsylvania	$251M	8,038,007	-554,769	-6%
3	CCP 3 Clarkston Capital Partners Rochester, Michigan	$139M	4,461,535	+746,434	+20%
4	4 LSV Asset Management Chicago, Illinois	$127M	4,071,818	+41,000	+1%
5	5 Dimensional Fund Advisors Austin, Texas	$127M	4,057,434	-15,379	-0.4%
6	6 State Street Boston, Massachusetts	$73.8M	2,363,665	-24,923	-1%
7	GI 7 GAMCO Investors Greenwich, Connecticut	$63.9M	2,046,326	-62,258	-3%
8	8 Bank of New York Mellon New York	$49.1M	1,570,931	+70,862	+5%
9	9 State of New Jersey Common Pension Fund D Trenton, New Jersey	$40M	1,280,000	–	–
10	10 Macquarie Group Sydney, NSW 2000, Australia	$39.7M	1,270,046	+25,300	+2%
11	11 Norges Bank Oslo, Norway	$38.5M	1,233,741	–	–
12	12 Fidelity Investments Boston, Massachusetts	$38.3M	1,226,710	-3,012,490	-71%
13	GF 13 Gabelli Funds Rye, New York	$37.6M	1,202,952	+2,000	+0.2%
14	14 Fiera Capital (Canada) Montreal, Quebec, Canada	$34.8M	1,115,364	+599,652	+116%
15	15 American Century Companies Kansas City, Missouri	$31.9M	1,022,431	+347,518	+51%
16	16 Capital World Investors Los Angeles, California	$28.6M	915,285	–	–
17	RJA 17 Raymond James & Associates St Petersburg, Florida	$28.5M	913,283	+151,001	+20%
18	18 Goldman Sachs New York	$25.6M	819,118	+143,966	+21%
19	19 Geode Capital Management Boston, Massachusetts	$25.4M	812,231	+6,507	+0.8%
20	WCM 20 Wedge Capital Management Charlotte, North Carolina	$23.7M	758,454	+8,716	+1%
21	21 Northern Trust Chicago, Illinois	$22.4M	716,567	-4,622	-0.6%
22	22 Pzena Investment Management New York	$20M	639,775	–	–
23	PCC 23 Park Circle Company Baltimore, Maryland	$17.9M	573,000	–	–
24	PPA 24 Parametric Portfolio Associates Seattle, Washington	$17.4M	558,012	-13,874	-2%
25	25 Wells Fargo San Francisco, California	$17.4M	557,308	+40,530	+8%

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM