Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

303 hedge funds and large institutions have $3.05B invested in Legg Mason, Inc. in 2017 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 109 increasing their positions, 107 reducing their positions, and 41 closing their positions.

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

303

Holders Change

-17

Holders Change %

-5.31%

% of All Funds

7.57%

Holding in Top 10

Holding in Top 10 Change

-1

Holding in Top 10 Change %

-20%

% of All Funds

0.1%

New

Increased

109

Reduced

107

Closed

Calls

$8.49M

Puts

$6.41M

Net Calls

+$2.07M

Net Calls Change

-$734K

Top Buyers

1	JCM 1 Junto Capital Management New York	$28M
2	2 LSV Asset Management Chicago, Illinois	$111M
3	3 Citigroup New York	$21.2M
4	DGHMC 4 Dalton, Greiner, Hartman, Maher & Co New York	$20.1M
5	WI 5 WBI Investments Red Bank, New Jersey	$17.6M

Top Sellers

1	1 Fidelity Investments Boston, Massachusetts	$143M
2	LCM 2 Laurion Capital Management New York	$0
3	3 AQR Capital Management Greenwich, Connecticut	$939K
4	4 Invesco Atlanta, Georgia	$121M
5	5 Norges Bank Oslo, Norway	$58.5M

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	1 Vanguard Group Malvern, Pennsylvania	$297M	7,560,905	+161,727	+2%
2	2 BlackRock New York	$288M	7,316,074	+119,682	+2%
3	FPA 3 First Pacific Advisors El Segundo, California	$157M	3,991,742	-9,878	-0.2%
4	4 Fidelity Investments Boston, Massachusetts	$143M	3,634,684	-1,024,119	-22%
5	5 Dimensional Fund Advisors Austin, Texas	$131M	3,327,388	+81,952	+3%
6	CCP 6 Clarkston Capital Partners Rochester, Michigan	$125M	3,184,293	+159,884	+5%
7	7 Invesco Atlanta, Georgia	$121M	3,068,276	-518,777	-14%
8	GI 8 GAMCO Investors Greenwich, Connecticut	$115M	2,937,211	-97,198	-3%
9	9 LSV Asset Management Chicago, Illinois	$111M	2,819,118	+636,114	+29%
10	10 State Street Boston, Massachusetts	$98.5M	2,505,267	+1,713	+0.1%
11	GF 11 Gabelli Funds Rye, New York	$60.4M	1,536,000	+48,000	+3%
12	12 Norges Bank Oslo, Norway	$58.5M	1,488,262	-427,330	-22%
13	13 Bank of New York Mellon New York	$49.1M	1,249,737	+114,107	+10%
14	14 Goldman Sachs New York	$43.6M	1,109,937	-260,630	-19%
15	15 State of New Jersey Common Pension Fund D Trenton, New Jersey	$42.5M	1,080,000	–	–
16	16 Macquarie Group Sydney, NSW 2000, Australia	$40.6M	1,031,644	+71,566	+7%
17	WCM 17 Wedge Capital Management Charlotte, North Carolina	$36.4M	926,711	-15,790	-2%
18	18 Capital World Investors Los Angeles, California	$36M	915,285	–	–
19	19 Northern Trust Chicago, Illinois	$31M	788,519	+26,098	+3%
20	RJA 20 Raymond James & Associates St Petersburg, Florida	$28.2M	716,948	-10,015	-1%
21	21 Geode Capital Management Boston, Massachusetts	$28M	713,074	+8,875	+1%
22	JCM 22 Junto Capital Management New York	$28M	711,950	+711,950	New
23	23 Citadel Advisors Miami, Florida	$27.4M	698,185	-286,810	-29%
24	SIA 24 Sit Investment Associates Minneapolis, Minnesota	$26.3M	669,145	-30,855	-4%
25	25 Pzena Investment Management New York	$25.2M	639,775	–	–

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM