WBI Investments’s Legg Mason, Inc. LM Stock Holding History

WBI Investments’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-9,751	Closed	-$372K	–	268
2019 Q3	$372K	Sell	9,751 -175,962	-95%	-$6.66M	0.04%	175
2019 Q2	$7.11M	Buy	185,713 +142,745	+332%	+$4.93M	0.62%	28
2019 Q1	$1.18M	Buy	42,968 +9,376	+28%	+$269K	0.09%	161
2018 Q4	$857K	Sell	33,592 -9,942	-23%	-$279K	0.1%	61
2018 Q3	$1.36M	Buy	+43,534	New	+$1.41M	0.07%	190
2018 Q2	–	Sell	-161,210	Closed	-$6.55M	–	323
2018 Q1	$6.55M	Sell	161,210 -240,065	-60%	-$9.91M	0.34%	62
2017 Q4	$16.8M	Sell	401,275 -46,846	-10%	-$1.84M	0.78%	33
2017 Q3	$17.6M	Buy	448,121 +404,761	+933%	+$15.5M	0.78%	32
2017 Q2	$1.65M	Buy	+43,360	New	+$1.64M	0.07%	178
2015 Q3	–	Sell	-76,520	Closed	-$3.94M	–	281
2015 Q2	$3.94M	Buy	+76,520	New	+$4.12M	0.1%	150

Other funds holding LM

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

CCP

Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return

TFM

Trian Fund Management New York $3.86B AUM 26.59% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

APG Asset Management Amsterdam, Netherlands $31.6B AUM 19.33% 1-Year Est. Return

WBI Investments's LM Position: Q4 2019 in Review

WBI Investments sold out of Legg Mason, Inc. (LM) in Q4 2019, closing a stake of 9,751 shares — an estimated $372K sold.

WBI Investments first reported a position in LM in Q2 2015 and held it in 10 quarters. The position peaked at $17.6M in Q3 2017. 347 funds tracked by Wall St. Rank hold LM as of Q4 2019.

WBI Investments reported no remaining Legg Mason, Inc. position as of Q4 2019 after selling out during the quarter.
WBI Investments sold 9,751 Legg Mason, Inc. shares in Q4 2019, an estimated $372K.
WBI Investments first reported a position in Legg Mason, Inc. in Q2 2015 and held it in 10 quarters.
WBI Investments's Legg Mason, Inc. position peaked at $17.6M in Q3 2017.
347 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q4 2019.

Based on WBI Investments's 13F filing for Q4 2019, filed 10 Feb 2020.