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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

329 hedge funds and large institutions have $2.9B invested in Legg Mason, Inc. in 2019 Q3 according to their latest regulatory filings, with 41 funds opening new positions, 86 increasing their positions, 143 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more first-time investments, than exits

New positions opened: 41 | Existing positions closed: 38

1% more funds holding

Funds holding: 326329 (+3)

0% more funds holding in top 10

Funds holding in top 10: 99 (0)

1% less capital invested

Capital invested by funds: $2.94B → $2.9B (-$39.7M)

40% less repeat investments, than reductions

Existing positions increased: 86 | Existing positions reduced: 143

47% less call options, than puts

Call options by funds: $20.5M | Put options by funds: $38.5M

Holders
329
Holders Change
+3
Holders Change %
+0.92%
% of All Funds
7.21%
Holding in Top 10
9
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.2%
New
41
Increased
86
Reduced
143
Closed
38
Calls
$20.5M
Puts
$38.5M
Net Calls
-$17.9M
Net Calls Change
+$35.7M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$302M -$6.84M -180,861 -2%
BlackRock
2
BlackRock
New York
$293M -$12.7M -334,904 -4%
CCP
3
Clarkston Capital Partners
Michigan
$177M -$941K -24,863 -0.5%
TFM
4
Trian Fund Management
New York
$148M +$149K +3,930 +0.1%
Dimensional Fund Advisors
5
Dimensional Fund Advisors
Texas
$143M -$11.2M -296,292 -7%
LSV Asset Management
6
LSV Asset Management
Illinois
$130M -$2.43M -64,350 -2%
State Street
7
State Street
Massachusetts
$84.3M -$4.91M -129,707 -6%
Citadel Advisors
8
Citadel Advisors
Florida
$83.2M -$2.41M -63,631 -3%
Invesco
9
Invesco
Georgia
$73.6M +$15.1M +400,207 +26%
GI
10
GAMCO Investors
Connecticut
$65.4M -$6.29M -166,238 -9%
APG Asset Management
11
APG Asset Management
Netherlands
$62.4M +$393K +10,373 +0.6%
Macquarie Group
12
Macquarie Group
Australia
$52.5M +$2.13M +56,400 +4%
Renaissance Technologies
13
Renaissance Technologies
New York
$48.4M -$10.1M -266,798 -17%
N
14
Nuveen
North Carolina
$44.8M +$23.4M +618,657 +112%
Bank of New York Mellon
15
Bank of New York Mellon
New York
$44.1M -$3.34M -88,145 -7%
Fiera Capital (Canada)
16
Fiera Capital (Canada)
Quebec, Canada
$40.6M -$874K -23,101 -2%
Norges Bank
17
Norges Bank
Norway
$40M +$968K +25,595 +3%
Robeco Institutional Asset Management
18
Robeco Institutional Asset Management
Netherlands
$37.3M -$2.34M -61,753 -6%
Geode Capital Management
19
Geode Capital Management
Massachusetts
$35.7M -$355K -9,372 -1%
Capital World Investors
20
Capital World Investors
California
$35M
GF
21
Gabelli Funds
New York
$33.3M -$1.44M -38,000 -4%
RJA
22
Raymond James & Associates
Florida
$31.5M -$1.67M -44,169 -5%
Millennium Management
23
Millennium Management
New York
$30.6M +$6.47M +171,076 +27%
Bank of America
24
Bank of America
North Carolina
$29.8M +$7.93M +209,577 +37%
Northern Trust
25
Northern Trust
Illinois
$27M -$1.45M -38,243 -5%

LM Hedge Fund Activity: Q3 2019 in Review

329 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Legg Mason, Inc. (LM) for Q3 2019, worth a combined $2.9B — down 1.3% from $2.94B a quarter earlier.

Buyers outnumbered sellers: 41 funds opened new LM positions and 38 closed out — a net gain of 3 holders — while 86 added to existing stakes and 143 trimmed.

The largest buyer was Nuveen, adding an estimated $23.4M. The largest seller was State of New Jersey Common Pension Fund D, cutting an estimated $30.9M.

  • 329 institutional investors held Legg Mason, Inc. (LM) as of Q3 2019, up from 326 in Q2 2019.
  • Funds reported $2.9B of Legg Mason, Inc. stock for Q3 2019, down 1.3% quarter-over-quarter.
  • 41 funds opened new Legg Mason, Inc. positions in Q3 2019 and 38 closed out, a net change of +3 holders.
  • The largest Legg Mason, Inc. buyer in Q3 2019 was Nuveen, an estimated $23.4M added.
  • The largest Legg Mason, Inc. seller in Q3 2019 was State of New Jersey Common Pension Fund D, an estimated $30.9M sold.

Based on aggregated 13F filings for Q3 2019.