Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

339 hedge funds and large institutions have $5.81B invested in Legg Mason, Inc. in 2013 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 101 increasing their positions, 142 reducing their positions, and 37 closing their positions.

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

339

Holders Change

-5

Holders Change %

-1.45%

% of All Funds

11%

Holding in Top 10

Holding in Top 10 Change

Holding in Top 10 Change %

+16.67%

% of All Funds

0.23%

New

Increased

101

Reduced

142

Closed

Calls

$19.5M

Puts

$32M

Net Calls

-$12.5M

Net Calls Change

+$35.3M

Top Buyers

1	1 Loomis, Sayles & Company Boston, Massachusetts	$128M
2	2 Pzena Investment Management New York	$60.2M
3	PAM 3 Panagora Asset Management Boston, Massachusetts	$39.2M
4	4 JPMorgan Chase & Co New York	$77.3M
5	PP 5 Prospector Partners Guilford, Connecticut	$28.8M

Top Sellers

1	GC 1 Greenlight Capital New York	$55.2M
2	2 Invesco Atlanta, Georgia	$167M
3	CIM 3 Contrarius Investment Management St. Helier, Jersey	$3.33M
4	MAMU 4 Marathon Asset Management (UK) London, United Kingdom	$32.6M
5	5 Canada Pension Plan Investment Board Toronto Ontario, Ontario, Canada	$10.4M

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	LTI 1 Laffer Tengler Investments Nashville, Tennessee	–	–	-52,632	Closed
2	2 T. Rowe Price Associates Baltimore, Maryland	$465M	13,918,782	+314,070	+2%
3	TFM 3 Trian Fund Management New York	$431M	12,886,493	+2,156	+0%
4	4 Vanguard Group Malvern, Pennsylvania	$241M	7,212,878	-336,519	-4%
5	GI 5 GAMCO Investors Greenwich, Connecticut	$178M	5,321,183	+10,031	+0.2%
6	6 State Street Boston, Massachusetts	$171M	5,101,598	-105,487	-2%
7	7 Invesco Atlanta, Georgia	$167M	4,990,371	-660,485	-12%
8	8 Loomis, Sayles & Company Boston, Massachusetts	$128M	3,837,446	+1,246,912	+48%
9	SAM 9 Southeastern Asset Management Memphis, Tennessee	$124M	3,703,721	–	–
10	BIT 10 BlackRock Institutional Trust San Francisco, California	$102M	3,036,489	-109,255	-3%
11	11 Dimensional Fund Advisors Austin, Texas	$98.4M	2,943,807	+1,235	+0%
12	12 JPMorgan Chase & Co New York	$77.3M	2,310,872	+475,997	+26%
13	13 Bank of New York Mellon New York	$72.9M	2,180,213	-128,806	-6%
14	ACM 14 Addison Clark Management Stamford, Connecticut	$66.9M	2,000,944	-382,945	-16%
15	15 Pzena Investment Management New York	$60.2M	1,801,370	+1,138,860	+172%
16	GC 16 Greenlight Capital New York	$55.2M	1,650,000	-710,000	-30%
17	GF 17 Gabelli Funds Rye, New York	$54.9M	1,641,850	+85,900	+6%
18	18 Northern Trust Chicago, Illinois	$47.7M	1,425,439	-116,614	-8%
19	SONJCPFA 19 State of New Jersey Common Pension Fund A Trenton, New Jersey	$46.1M	1,380,000	+200,000	+17%
20	BFA 20 BlackRock Fund Advisors San Francisco, California	$46.1M	1,377,842	+3,583	+0.3%
21	PAM 21 Panagora Asset Management Boston, Massachusetts	$39.2M	1,171,076	+575,059	+96%
22	22 Norges Bank Oslo, Norway	$36.9M	1,103,014	–	–
23	MAMU 23 Marathon Asset Management (UK) London, United Kingdom	$32.6M	974,943	-522,251	-35%
24	24 Royal Bank of Canada Toronto, Ontario, Canada	$30.6M	916,337	-72,926	-7%
25	BG 25 BlackRock Group London, United Kingdom	$30.5M	912,733	+26,331	+3%

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM