Prospector Partners’s Legg Mason, Inc. LM Stock Holding History

Prospector Partners’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-190,915	Closed	-$5.63M	–	157
2016 Q2	$5.63M	Sell	190,915 -4,535	-2%	-$147K	0.95%	39
2016 Q1	$6.78M	Sell	195,450 -26,000	-12%	-$815K	1.17%	32
2015 Q4	$8.69M	Sell	221,450 -58,900	-21%	-$2.52M	1.55%	11
2015 Q3	$11.7M	Sell	280,350 -55,000	-16%	-$2.55M	1.68%	10
2015 Q2	$17.3M	Sell	335,350 -174,650	-34%	-$9.41M	2.04%	5
2015 Q1	$28.2M	Sell	510,000 -1,700	-0.3%	-$95.4K	2.12%	6
2014 Q4	$27.3M	Sell	511,700 -139,300	-21%	-$7.35M	2.07%	6
2014 Q3	$33.3M	Sell	651,000 -117,800	-15%	-$5.84M	1.82%	7
2014 Q2	$39.4M	Sell	768,800 -25,700	-3%	-$1.24M	1.89%	5
2014 Q1	$39M	Sell	794,500 -75,500	-9%	-$3.36M	1.86%	4
2013 Q4	$37.8M	Buy	870,000 +8,000	+0.9%	+$310K	1.68%	6
2013 Q3	$28.8M	Buy	862,000 +441,000	+105%	+$14.8M	1.31%	20
2013 Q2	$13.1M	Buy	+421,000	New	+$13.8M	0.64%	58

Other funds holding LM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

FPA

First Pacific Advisors El Segundo, California $7.14B AUM 21.51% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

CCP

Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return

Prospector Partners's LM Position: Q3 2016 in Review

Prospector Partners sold out of Legg Mason, Inc. (LM) in Q3 2016, closing a stake of 190,915 shares — an estimated $5.63M sold.

Prospector Partners first reported a position in LM in Q2 2013 and held it in 13 quarters. The position peaked at $39.4M in Q2 2014. 319 funds tracked by Wall St. Rank hold LM as of Q3 2016.

Prospector Partners reported no remaining Legg Mason, Inc. position as of Q3 2016 after selling out during the quarter.
Prospector Partners sold 190,915 Legg Mason, Inc. shares in Q3 2016, an estimated $5.63M.
Prospector Partners first reported a position in Legg Mason, Inc. in Q2 2013 and held it in 13 quarters.
Prospector Partners's Legg Mason, Inc. position peaked at $39.4M in Q2 2014.
319 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q3 2016.

Based on Prospector Partners's 13F filing for Q3 2016, filed 14 Nov 2016.