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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

347 hedge funds and large institutions have $2.7B invested in Legg Mason, Inc. in 2019 Q4 according to their latest regulatory filings, with 58 funds opening new positions, 115 increasing their positions, 114 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

98% more call options, than puts

Call options by funds: $5.88M | Put options by funds: $2.96M

93% more first-time investments, than exits

New positions opened: 58 | Existing positions closed: 30

5% more funds holding

Funds holding: 329347 (+18)

1% more repeat investments, than reductions

Existing positions increased: 115 | Existing positions reduced: 114

7% less capital invested

Capital invested by funds: $2.9B → $2.7B (-$200M)

22% less funds holding in top 10

Funds holding in top 10: 97 (-2)

Holders
347
Holders Change
+18
Holders Change %
+5.47%
% of All Funds
6.84%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.14%
New
58
Increased
115
Reduced
114
Closed
30
Calls
$5.88M
Puts
$2.96M
Net Calls
+$2.91M
Net Calls Change
+$20.9M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$298M +$22.9M +616,717 +8%
Vanguard Group
2
Vanguard Group
Pennsylvania
$281M -$3.36M -90,572 -1%
CCP
3
Clarkston Capital Partners
Michigan
$168M +$1.5M +40,341 +0.9%
TFM
4
Trian Fund Management
New York
$139M
Dimensional Fund Advisors
5
Dimensional Fund Advisors
Texas
$134M -$1.03M -27,640 -0.7%
LSV Asset Management
6
LSV Asset Management
Illinois
$119M -$3.53M -95,160 -3%
State Street
7
State Street
Massachusetts
$78.9M -$1.19M -32,148 -1%
Citadel Advisors
8
Citadel Advisors
Florida
$70.8M -$7.72M -208,081 -10%
GI
9
GAMCO Investors
Connecticut
$58.7M -$2.82M -75,863 -4%
APG Asset Management
10
APG Asset Management
Netherlands
$56.5M -$582K -15,673 -0.9%
Macquarie Group
11
Macquarie Group
Australia
$53.5M +$4.3M +115,900 +8%
Bank of New York Mellon
12
Bank of New York Mellon
New York
$44.1M +$2.75M +73,997 +6%
Renaissance Technologies
13
Renaissance Technologies
New York
$43.5M -$2.08M -56,000 -4%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$37.8M +$4.46M +120,198 +13%
Norges Bank
15
Norges Bank
Norway
$37.6M
Fiera Capital (Canada)
16
Fiera Capital (Canada)
Quebec, Canada
$35.3M -$2.98M -80,152 -8%
N
17
Nuveen
North Carolina
$35.1M -$7.22M -194,524 -17%
Capital World Investors
18
Capital World Investors
California
$32.9M
GF
19
Gabelli Funds
New York
$29.8M -$1.56M -42,000 -5%
Pzena Investment Management
20
Pzena Investment Management
New York
$29.4M +$6.62M +178,385 +28%
Robeco Institutional Asset Management
21
Robeco Institutional Asset Management
Netherlands
$28.1M -$7.21M -194,098 -20%
RJA
22
Raymond James & Associates
Florida
$28.1M -$1.52M -40,906 -5%
Goldman Sachs
23
Goldman Sachs
New York
$25.8M +$5.91M +159,169 +28%
Northern Trust
24
Northern Trust
Illinois
$25.6M +$181K +4,868 +0.7%
Bank of America
25
Bank of America
North Carolina
$23.3M -$4.92M -132,539 -17%

LM Hedge Fund Activity: Q4 2019 in Review

347 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Legg Mason, Inc. (LM) for Q4 2019, worth a combined $2.7B — down 6.9% from $2.9B a quarter earlier.

Buyers outnumbered sellers: 58 funds opened new LM positions and 30 closed out — a net gain of 28 holders — while 115 added to existing stakes and 114 trimmed.

The largest buyer was BlackRock, adding an estimated $22.9M. The largest seller was Invesco, cutting an estimated $52M.

  • 347 institutional investors held Legg Mason, Inc. (LM) as of Q4 2019, up from 329 in Q3 2019.
  • Funds reported $2.7B of Legg Mason, Inc. stock for Q4 2019, down 6.9% quarter-over-quarter.
  • 58 funds opened new Legg Mason, Inc. positions in Q4 2019 and 30 closed out, a net change of +28 holders.
  • The largest Legg Mason, Inc. buyer in Q4 2019 was BlackRock, an estimated $22.9M added.
  • The largest Legg Mason, Inc. seller in Q4 2019 was Invesco, an estimated $52M sold.

Based on aggregated 13F filings for Q4 2019.