UOC
LM

UBS O'Connor’s Legg Mason, Inc. LM Stock Holding History

UBS O'Connor’s Portfolio LM Stock Details LM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q3 		– Sell
-3,309,722
Closed -$165M – 451
2020
Q2 		$165M Sell
3,309,722
-421,504
-11% -$20.9M 3.64% 4
2020
Q1 		$182M Buy
+3,731,226
New +$163M 3.75% 6
2018
Q4 		– Sell
-200,000
Closed -$6.25M – 321
2018
Q3 		$6.25M Buy
+200,000
New +$6.47M 0.14% 88
2017
Q3 		– Sell
-342,100
Closed -$13.1M – 481
2017
Q2 		$13.1M Buy
+342,100
New +$13M 0.21% 111
2016
Q1 		– Sell
-100,000
Closed -$3.92M – 545
2015
Q4 		$3.92M Buy
+100,000
New +$4.28M 0.07% 207
2015
Q2 		– Sell
-44,162
Closed -$2.44M – 935
2015
Q1 		$2.44M Buy
+44,162
New +$2.48M 0.05% 280

UBS O'Connor's LM Position: Q3 2020 in Review

UBS O'Connor sold out of Legg Mason, Inc. (LM) in Q3 2020, closing a stake of 3,309,722 shares — an estimated $165M sold.

UBS O'Connor first reported a position in LM in Q1 2015 and held it in 6 quarters. The position peaked at $182M in Q1 2020. 0 funds tracked by Wall St. Rank hold LM as of Q3 2020.

  • UBS O'Connor reported no remaining Legg Mason, Inc. position as of Q3 2020 after selling out during the quarter.
  • UBS O'Connor sold 3,309,722 Legg Mason, Inc. shares in Q3 2020, an estimated $165M.
  • UBS O'Connor first reported a position in Legg Mason, Inc. in Q1 2015 and held it in 6 quarters.
  • UBS O'Connor's Legg Mason, Inc. position peaked at $182M in Q1 2020.
  • 0 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q3 2020.

Based on UBS O'Connor's 13F filing for Q3 2020, filed 12 Nov 2020.