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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.29%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$122M
AUM Growth
-$409K
Cap. Flow
-$4.23M
Cap. Flow %
-3.47%
Top 10 Hldgs %
42.32%
Holding
674
New
63
Increased
99
Reduced
103
Closed
31

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.57M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.18M
3
PCH
PotlatchDeltic
PCH
+$384K
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$200K
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$150K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.96M
2
MSFT icon
Microsoft
MSFT
+$1.12M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$433K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$406K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$393K

Sector Composition

Rank Sector Weight
1 Technology 29.07%
2 Industrials 7.47%
3 Healthcare 5.45%
4 Consumer Discretionary 4.11%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFG icon
276
Principal Financial Group
PFG
$24.3B
$29K 0.02%
636
– –
CFN
277
DELISTED
CAREFUSION CORPORATION
CFN
$29K 0.02%
726
– –
TQNT
278
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
$29K 0.02%
2,200
– –
TWC
279
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$29K 0.02%
215
– –
NLY icon
280
Annaly Capital Management
NLY
$17.4B
$28K 0.02%
646
+2
+0.3% +$86
NQU
281
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$28K 0.02%
2,105
-1,800
-46% -$23.5K
ATO icon
282
Atmos Energy
ATO
$28.8B
$27K 0.02%
579
– –
BKH icon
283
Black Hills Corp
BKH
$5.69B
$27K 0.02%
467
– –
PSX icon
284
Phillips 66
PSX
$81.4B
$27K 0.02%
348
– –
SABA
285
Saba Capital Income & Opportunities Fund II
SABA
$223M
$27K 0.02%
1,675
– –
CLB icon
286
Core Laboratories
CLB
$521M
$26K 0.02%
130
-70
-35% -$13.2K
OMER icon
287
Omeros
OMER
$959M
$26K 0.02%
2,150
+150
+8% +$1.84K
NPF
288
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$26K 0.02%
1,975
-1,975
-50% -$26K
BIDU icon
289
Baidu
BIDU
$37.2B
$25K 0.02%
164
– –
CI icon
290
Cigna
CI
$74.6B
$25K 0.02%
300
– –
FBIN icon
291
Fortune Brands Innovations
FBIN
$6.06B
$25K 0.02%
702
– –
GWW icon
292
W.W. Grainger
GWW
$60.2B
$25K 0.02%
100
– –
OGS icon
293
ONE Gas
OGS
$5.04B
$25K 0.02%
+690
New +$23.7K
TIP icon
294
iShares TIPS Bond ETF
TIP
$14.5B
$25K 0.02%
222
– –
VYX icon
295
NCR Voyix
VYX
$1.14B
$25K 0.02%
+1,113
New +$23.6K
KRFT
296
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$25K 0.02%
437
-33
-7% -$1.79K
ECF
297
Ellsworth Growth & Income Fund
ECF
$172M
$24K 0.02%
2,780
– –
TJX icon
298
TJX Companies
TJX
$178B
$24K 0.02%
800
– –
TSLA icon
299
Tesla
TSLA
$1.3T
$24K 0.02%
1,695
+225
+15% +$3.01K
CRAY
300
DELISTED
Cray, Inc.
CRAY
$24K 0.02%
640
– –
10 11
12
13 14

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Tradewinds Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Tradewinds Capital Management held 674 positions worth $122M, down 0.33% from $123M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Tradewinds Capital Management withdrew a net $4.23M in Q1 2014, closing 31 positions and reducing 103 holdings. Its most notable exit was Netflix, an estimated $37K position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 28% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in PotlatchDeltic worth $374K.

  • Tradewinds Capital Management's largest Q1 2014 buy was PotlatchDeltic: 9,678 shares worth $374K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2014, an estimated $3.57M increase.
  • Tradewinds Capital Management's biggest Q1 2014 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $7.96M.
  • Tradewinds Capital Management fully exited Netflix in Q1 2014, selling an estimated $37K.
  • Tradewinds Capital Management's ten largest holdings make up 42% of its $122M portfolio in Q1 2014.
  • Tradewinds Capital Management opened 63 new positions and closed 31 in Q1 2014.
  • Tradewinds Capital Management's portfolio value fell 0.33% quarter-over-quarter to $122M.

Based on Tradewinds Capital Management's 13F filing for Q1 2014, filed 9 Sep 2014.