Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$638M
AUM Growth
-$63.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,505
New
Increased
Reduced
Closed

Top Sells

1 +$36.1M
2 +$17.9M
3 +$14.9M
4
DIS icon
Walt Disney
DIS
+$14.5M
5
BABA icon
Alibaba
BABA
+$13.3M

Sector Composition

1 Technology 15.08%
2 Communication Services 13.51%
3 Consumer Discretionary 9.68%
4 Healthcare 8.98%
5 Financials 8.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
201
$606K 0.05%
4,888
+13
202
$606K 0.05%
+40,308
203
$606K 0.05%
+60,724
204
$592K 0.05%
11,950
+4,894
205
$591K 0.05%
28,715
+25,444
206
$588K 0.05%
40,448
+15,973
207
$586K 0.05%
30,049
+4,273
208
$584K 0.05%
52,024
+23,143
209
$580K 0.05%
+32,264
210
$580K 0.05%
18,244
+14,218
211
$576K 0.05%
+15,125
212
$573K 0.05%
20,853
+19,075
213
$566K 0.05%
29,447
+11,985
214
$565K 0.05%
20,189
-1,475
215
$553K 0.04%
16,533
+14,809
216
$542K 0.04%
38,186
+28,139
217
$535K 0.04%
51,496
+51,296
218
$534K 0.04%
20,955
-39,727
219
$533K 0.04%
+9,340
220
$533K 0.04%
7,787
+7,376
221
$531K 0.04%
+24,090
222
$531K 0.04%
+7,764
223
$530K 0.04%
4,661
+2,240
224
$525K 0.04%
+8,062
225
$521K 0.04%
+16,245