Simplex Trading
CAT icon

Simplex Trading’s Caterpillar CAT Stock Holding History

Simplex Trading’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$80.8M Sell
114,000
-47,900
-30% -$33.2M 0.05% 141
2025
Q4 		$92.7M Sell
161,900
-17,100
-10% -$9.5M 0.05% 167
2025
Q3 		$85.4M Buy
179,000
+52,800
+42% +$22.5M 0.04% 229
2025
Q2 		$49M Sell
126,200
-54,100
-30% -$18M 0.03% 298
2025
Q1 		$59.5M Buy
180,300
+27,900
+18% +$9.94M 0.04% 232
2024
Q4 		$55.3M Sell
152,400
-72,400
-32% -$28.1M 0.03% 285
2024
Q3 		$87.9M Sell
224,800
-20,800
-8% -$7.18M 0.05% 187
2024
Q2 		$81.8M Sell
245,600
-142,000
-37% -$49.2M 0.05% 191
2024
Q1 		$142M Sell
387,600
-51,900
-12% -$16.6M 0.08% 112
2023
Q4 		$130M Buy
439,500
+62,200
+16% +$16.1M 0.08% 133
2023
Q3 		$103M Sell
377,300
-46,800
-11% -$12.7M 0.08% 131
2023
Q2 		$104M Sell
424,100
-139,100
-25% -$31M 0.09% 134
2023
Q1 		$129M Buy
563,200
+34,200
+6% +$8.27M 0.11% 121
2022
Q4 		$127M Buy
529,000
+79,000
+18% +$17.2M 0.14% 104
2022
Q3 		$73.8M Sell
450,000
-13,500
-3% -$2.47M 0.08% 169
2022
Q2 		$82.9M Buy
463,500
+4,400
+1% +$927K 0.09% 145
2022
Q1 		$102M Buy
459,100
+140,900
+44% +$29.6M 0.09% 147
2021
Q4 		$65.8M Sell
318,200
-153,200
-32% -$30.8M 0.07% 226
2021
Q3 		$102M Buy
471,400
+20,500
+5% +$4.27M 0.1% 142
2021
Q2 		$98.1M Buy
450,900
+447,346
+12,587% +$103M 0.09% 142
2021
Q1 		$82.4M Buy
3,554
+425
+14% +$88K 0.15% 89
2020
Q4 		$57M Sell
3,129
-54
-2% -$9.16K 0.07% 157
2020
Q3 		$47.5M Buy
3,183
+753
+31% +$106K 0.06% 168
2020
Q2 		$30.7M Buy
2,430
+850
+54% +$101K 0.05% 221
2020
Q1 		$18.3M Sell
1,580
-841
-35% -$107K 0.03% 257
2019
Q4 		$35.8M Sell
2,421
-651
-21% -$90.8K 0.08% 160
2019
Q3 		$38.8M Buy
3,072
+350
+13% +$44.5K 0.11% 119
2019
Q2 		$37.1M Sell
2,722
-1,681
-38% -$222K 0.1% 124
2019
Q1 		$59.7M Buy
4,403
+1,040
+31% +$138K 0.17% 77
2018
Q4 		$42.7M Buy
3,363
+703
+26% +$91.5K 0.13% 92
2018
Q3 		$40.6M Sell
2,660
-984
-27% -$139K 0.13% 109
2018
Q2 		$49.4M Sell
3,644
-633
-15% -$94.6K 0.19% 74
2018
Q1 		$2.61M Buy
4,277
+1,875
+78% +$296K 0.11% 150
2017
Q4 		$4.51M Buy
2,402
+112
+5% +$15.5K 0.19% 93
2017
Q3 		$1.76M Sell
2,290
-440
-16% -$50.7K 0.07% 221
2017
Q2 		$1.43M Sell
2,730
-952
-26% -$96.7K 0.06% 257
2017
Q1 		$476K Buy
3,682
+1,013
+38% +$95.9K 0.02% 698
2016
Q4 		$948K Sell
2,669
-952
-26% -$86.3K 0.06% 292
2016
Q3 		$2.33M Sell
3,621
-47
-1% -$3.85K 0.16% 117
2016
Q2 		$841K Buy
3,668
+1,760
+92% +$132K 0.06% 335
2016
Q1 		$1.02M Buy
1,908
+865
+83% +$58K 0.08% 225
2015
Q4 		$127K Sell
1,043
-1,317
-56% -$92.1K 0.01% 1173
2015
Q3 		$291K Buy
2,360
+1,761
+294% +$135K 0.02% 708
2015
Q2 		$193K Sell
599
-688
-53% -$59.2K 0.02% 813
2015
Q1 		$538K Buy
1,287
+975
+313% +$81K 0.06% 309
2014
Q4 		$100K Buy
+312
New +$30.4K 0.01% 929

Other funds holding CAT

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
VCM
Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return
VPM
Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Fisher Asset Management
Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Simplex Trading's CAT Position: Q1 2026 in Review

Simplex Trading opened a new position in Caterpillar (CAT) in Q1 2026: 75 shares worth $53.1K. The stake represents ﹤0.01% of the portfolio and ranks #5821 among its holdings. This is a return to the name: Simplex Trading previously reported a position in CAT as recently as Q2 2024.

Simplex Trading first reported a position in CAT in Q1 2015 and has held it in 22 quarters since. The position peaked at $19.7M in Q2 2018. 3,733 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

  • Simplex Trading held 75 shares of Caterpillar worth $53.1K as of Q1 2026.
  • Caterpillar was a new Simplex Trading position in Q1 2026.
  • Caterpillar made up ﹤0.01% of Simplex Trading's portfolio in Q1 2026, its #5821 holding.
  • Simplex Trading first reported a position in Caterpillar in Q1 2015 and has held it in 22 quarters since.
  • Simplex Trading's Caterpillar position peaked at $19.7M in Q2 2018.
  • 3,733 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on Simplex Trading's 13F filing for Q1 2026, filed 14 May 2026.