Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2201
$4K ﹤0.01%
+160
2202
$4K ﹤0.01%
20
-78
2203
$4K ﹤0.01%
2,878
-25,029
2204
$4K ﹤0.01%
1,932
+1,764
2205
$4K ﹤0.01%
670
-1,142
2206
$4K ﹤0.01%
+412
2207
$4K ﹤0.01%
+683
2208
$4K ﹤0.01%
1,069
-6,927
2209
$4K ﹤0.01%
+163
2210
$4K ﹤0.01%
+360
2211
$4K ﹤0.01%
985
-197
2212
$4K ﹤0.01%
50
+43
2213
$4K ﹤0.01%
+152
2214
$4K ﹤0.01%
205
-1,903
2215
$4K ﹤0.01%
327
-1,537
2216
$4K ﹤0.01%
697
-2,369
2217
$4K ﹤0.01%
+897
2218
$4K ﹤0.01%
470
-569
2219
$4K ﹤0.01%
860
2220
$4K ﹤0.01%
+200
2221
$4K ﹤0.01%
820
-1,271
2222
$4K ﹤0.01%
+100
2223
$4K ﹤0.01%
+664
2224
$4K ﹤0.01%
+125
2225
$4K ﹤0.01%
+134