Simplex Trading

Simplex Trading Portfolio holdings

AUM $4.53B
1-Year Est. Return 0.99%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.99%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$4.53B
AUM Growth
+$819M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,596
New
Increased
Reduced
Closed

Top Buys

1 +$237M
2 +$103M
3 +$93.9M
4
IBIT icon
iShares Bitcoin Trust
IBIT
+$80.5M
5
PDD icon
Pinduoduo
PDD
+$61.3M

Top Sells

1 +$129M
2 +$108M
3 +$89.1M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$79.3M
5
MU icon
Micron Technology
MU
+$64.3M

Sector Composition

1 Technology 34.04%
2 Consumer Discretionary 13.08%
3 Healthcare 10.63%
4 Financials 7.02%
5 Industrials 3.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
TRFK icon
2201
Pacer Data and Digital Revolution ETF
TRFK
$180M
$7K ﹤0.01%
+109
AIPI
2202
REX AI Equity Premium Income ETF
AIPI
$352M
$7K ﹤0.01%
+174
MSTU
2203
T-Rex 2X Long MSTR Daily Target ETF
MSTU
$348M
$7K ﹤0.01%
+1,550
ACRE
2204
Ares Commercial Real Estate
ACRE
$271M
$6K ﹤0.01%
1,522
-4,344
AWR icon
2205
American States Water
AWR
$2.89B
$6K ﹤0.01%
+90
CBRL icon
2206
Cracker Barrel
CBRL
$643M
$6K ﹤0.01%
138
-1,967
CODX icon
2207
Co-Diagnostics
CODX
$19.9M
$6K ﹤0.01%
18,930
+13,196
CTRE icon
2208
CareTrust REIT
CTRE
$8.01B
$6K ﹤0.01%
+189
CURI icon
2209
CuriosityStream
CURI
$265M
$6K ﹤0.01%
+1,179
EWZS icon
2210
iShares MSCI Brazil Small-Cap ETF
EWZS
$186M
$6K ﹤0.01%
+465
FAN icon
2211
First Trust Global Wind Energy ETF
FAN
$190M
$6K ﹤0.01%
344
-115
HYD icon
2212
VanEck High Yield Muni ETF
HYD
$3.48B
$6K ﹤0.01%
132
-4,510
IDV icon
2213
iShares International Select Dividend ETF
IDV
$6.15B
$6K ﹤0.01%
+173
LGO
2214
Largo
LGO
$78.9M
$6K ﹤0.01%
4,300
-3,791
LTRN icon
2215
Lantern Pharma
LTRN
$36.5M
$6K ﹤0.01%
+1,426
MOGO
2216
Mogo
MOGO
$29.2M
$6K ﹤0.01%
+3,567
MYE icon
2217
Myers Industries
MYE
$654M
$6K ﹤0.01%
+403
OND icon
2218
ProShares On-Demand ETF
OND
$6.49M
$6K ﹤0.01%
+133
PFBC icon
2219
Preferred Bank
PFBC
$1.11B
$6K ﹤0.01%
77
-119
PLX icon
2220
Protalix BioTherapeutics
PLX
$148M
$6K ﹤0.01%
+2,942
RTH icon
2221
VanEck Retail ETF
RTH
$268M
$6K ﹤0.01%
+24
SCHI icon
2222
Schwab 5-10 Year Corporate Bond ETF
SCHI
$9.15B
$6K ﹤0.01%
+300
SGMO icon
2223
Sangamo Therapeutics
SGMO
$150M
$6K ﹤0.01%
9,609
-115,724
SM icon
2224
SM Energy
SM
$2.16B
$6K ﹤0.01%
+267
SNPE icon
2225
Xtrackers S&P 500 ESG ETF
SNPE
$2.18B
$6K ﹤0.01%
100