Simplex Trading

Simplex Trading Portfolio holdings

AUM $4.53B
1-Year Est. Return 0.99%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.99%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$4.53B
AUM Growth
+$819M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,596
New
Increased
Reduced
Closed

Top Buys

1 +$237M
2 +$103M
3 +$93.9M
4
IBIT icon
iShares Bitcoin Trust
IBIT
+$80.5M
5
PDD icon
Pinduoduo
PDD
+$61.3M

Top Sells

1 +$129M
2 +$108M
3 +$89.1M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$79.3M
5
MU icon
Micron Technology
MU
+$64.3M

Sector Composition

1 Technology 34.04%
2 Consumer Discretionary 13.08%
3 Healthcare 10.63%
4 Financials 7.02%
5 Industrials 3.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
ALTI icon
2176
AlTi Global
ALTI
$395M
$7K ﹤0.01%
+2,163
AMPH icon
2177
Amphastar Pharmaceuticals
AMPH
$1.2B
$7K ﹤0.01%
274
-1,105
ARW icon
2178
Arrow Electronics
ARW
$5.57B
$7K ﹤0.01%
+60
ASIX icon
2179
AdvanSix
ASIX
$422M
$7K ﹤0.01%
379
-682
ATER icon
2180
Aterian
ATER
$8.37M
$7K ﹤0.01%
6,797
+278
AVMV icon
2181
Avantis US Mid Cap Value ETF
AVMV
$265M
$7K ﹤0.01%
+113
CDP icon
2182
COPT Defense Properties
CDP
$3.27B
$7K ﹤0.01%
+251
CTO
2183
CTO Realty Growth
CTO
$565M
$7K ﹤0.01%
456
-1,401
DCGO icon
2184
DocGo
DCGO
$105M
$7K ﹤0.01%
5,180
+4,174
DFUS icon
2185
Dimensional US Equity ETF
DFUS
$17.2B
$7K ﹤0.01%
+100
DJIA icon
2186
Global X Dow 30 Covered Call ETF
DJIA
$135M
$7K ﹤0.01%
337
+318
DSTL icon
2187
Distillate US Fundamental Stability & Value ETF
DSTL
$1.82B
$7K ﹤0.01%
128
+42
EVTC icon
2188
Evertec
EVTC
$1.86B
$7K ﹤0.01%
+208
FWONA icon
2189
Liberty Media Series A
FWONA
$22.5B
$7K ﹤0.01%
+78
GRID icon
2190
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$3.82B
$7K ﹤0.01%
+48
IBOC icon
2191
International Bancshares
IBOC
$4.11B
$7K ﹤0.01%
+106
IGE icon
2192
iShares North American Natural Resources ETF
IGE
$627M
$7K ﹤0.01%
163
+133
LAW icon
2193
CS Disco
LAW
$429M
$7K ﹤0.01%
+1,122
LILA icon
2194
Liberty Latin America Class A
LILA
$1.64B
$7K ﹤0.01%
865
+628
MCB icon
2195
Metropolitan Bank Holding Corp
MCB
$717M
$7K ﹤0.01%
+98
MDU icon
2196
MDU Resources
MDU
$4.21B
$7K ﹤0.01%
+448
NNBR icon
2197
NN Inc
NNBR
$72.8M
$7K ﹤0.01%
+3,837
PFFD icon
2198
Global X US Preferred ETF
PFFD
$2.29B
$7K ﹤0.01%
381
-197
QCRH icon
2199
QCR Holdings
QCRH
$1.32B
$7K ﹤0.01%
+93
REE icon
2200
REE Automotive
REE
$22.6M
$7K ﹤0.01%
10,487
+2,020