Simplex Trading

Simplex Trading Portfolio holdings

AUM $4.53B
1-Year Est. Return 0.99%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.99%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$4.53B
AUM Growth
+$819M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,596
New
Increased
Reduced
Closed

Top Buys

1 +$237M
2 +$103M
3 +$93.9M
4
IBIT icon
iShares Bitcoin Trust
IBIT
+$80.5M
5
PDD icon
Pinduoduo
PDD
+$61.3M

Top Sells

1 +$129M
2 +$108M
3 +$89.1M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$79.3M
5
MU icon
Micron Technology
MU
+$64.3M

Sector Composition

1 Technology 34.04%
2 Consumer Discretionary 13.08%
3 Healthcare 10.63%
4 Financials 7.02%
5 Industrials 3.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
AP icon
2151
Ampco-Pittsburgh
AP
$50M
$8K ﹤0.01%
+3,848
CMCM
2152
Cheetah Mobile
CMCM
$205M
$8K ﹤0.01%
998
-9,329
CTGO icon
2153
Contango ORE
CTGO
$328M
$8K ﹤0.01%
+335
CUZ icon
2154
Cousins Properties
CUZ
$4.35B
$8K ﹤0.01%
308
-63
EPM icon
2155
Evolution Petroleum
EPM
$148M
$8K ﹤0.01%
+1,724
ESCA icon
2156
Escalade
ESCA
$181M
$8K ﹤0.01%
670
+257
EXPO icon
2157
Exponent
EXPO
$3.49B
$8K ﹤0.01%
124
+3
FMAO icon
2158
Farmers & Merchants Bancorp
FMAO
$340M
$8K ﹤0.01%
348
-58
GLPG icon
2159
Galapagos
GLPG
$2.06B
$8K ﹤0.01%
+254
HFWA icon
2160
Heritage Financial
HFWA
$755M
$8K ﹤0.01%
356
-1,459
KNOP icon
2161
KNOT Offshore Partners
KNOP
$342M
$8K ﹤0.01%
+981
MISL icon
2162
First Trust Indxx Aerospace & Defense ETF
MISL
$201M
$8K ﹤0.01%
197
-305
NWPX icon
2163
NWPX Infrastructure Inc
NWPX
$549M
$8K ﹤0.01%
+165
PRTS icon
2164
CarParts.com
PRTS
$35.3M
$8K ﹤0.01%
11,682
+2,467
QLYS icon
2165
Qualys
QLYS
$5.15B
$8K ﹤0.01%
67
+26
QTRX icon
2166
Quanterix
QTRX
$268M
$8K ﹤0.01%
1,563
-1,589
SJB icon
2167
ProShares Short High Yield
SJB
$68.3M
$8K ﹤0.01%
573
-1,096
SLVM icon
2168
Sylvamo
SLVM
$1.77B
$8K ﹤0.01%
+203
SPDN icon
2169
Direxion Daily S&P 500 Bear 1X Shares
SPDN
$120M
$8K ﹤0.01%
933
-1,702
SPOK icon
2170
Spok Holdings
SPOK
$286M
$8K ﹤0.01%
+488
TFSL icon
2171
TFS Financial
TFSL
$3.83B
$8K ﹤0.01%
+638
TSHA icon
2172
Taysha Gene Therapies
TSHA
$1.13B
$8K ﹤0.01%
2,722
-541
WVE icon
2173
Wave Life Sciences
WVE
$1.18B
$8K ﹤0.01%
1,206
-45,024
BIOA
2174
BioAge Labs
BIOA
$280M
$8K ﹤0.01%
1,405
-13,876
ORCX
2175
Defiance Daily Target 2X Long ORCL ETF
ORCX
$93M
$8K ﹤0.01%
+220