Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
-$729M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,436
New
Increased
Reduced
Closed

Top Buys

1 +$278M
2 +$84.4M
3 +$76.9M
4
TSM icon
TSMC
TSM
+$74.9M
5
AMZN icon
Amazon
AMZN
+$53.5M

Top Sells

1 +$497M
2 +$73.7M
3 +$49M
4
AMD icon
Advanced Micro Devices
AMD
+$48.1M
5
UBER icon
Uber
UBER
+$41.8M

Sector Composition

1 Technology 22.9%
2 Consumer Discretionary 12.26%
3 Healthcare 9.52%
4 Communication Services 8.42%
5 Financials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
TSMU
2151
GraniteShares 2x Long TSM Daily ETF
TSMU
$21.3M
$2K ﹤0.01%
+165
CRUZ
2152
DELISTED
Defiance Hotel, Airline, and Cruise ETF
CRUZ
$2K ﹤0.01%
100
-105
ENFN
2153
DELISTED
Enfusion, Inc.
ENFN
$2K ﹤0.01%
200
-32,825
PVBC icon
2154
Provident Bancorp
PVBC
$228M
$1K ﹤0.01%
+167
ACET icon
2155
Adicet Bio
ACET
$101M
$1K ﹤0.01%
1,855
-12,620
ALLK
2156
DELISTED
Allakos
ALLK
$1K ﹤0.01%
8,016
-128,832
ALNT icon
2157
Allient
ALNT
$891M
$1K ﹤0.01%
+48
ASTE icon
2158
Astec Industries
ASTE
$1.05B
$1K ﹤0.01%
53
-1,457
AXDX
2159
DELISTED
Accelerate Diagnostics
AXDX
$1K ﹤0.01%
1,905
+542
BDC icon
2160
Belden
BDC
$4.67B
$1K ﹤0.01%
+19
BEEM icon
2161
Beam Global
BEEM
$40.7M
$1K ﹤0.01%
857
-11,598
BRLT icon
2162
Brilliant Earth
BRLT
$34.3M
$1K ﹤0.01%
904
-482
BV icon
2163
BrightView Holdings
BV
$1.13B
$1K ﹤0.01%
153
+142
CAF
2164
Morgan Stanley China A Share Fund
CAF
$287M
$1K ﹤0.01%
+91
CHRS icon
2165
Coherus Oncology
CHRS
$146M
$1K ﹤0.01%
+1,348
CLFD icon
2166
Clearfield
CLFD
$454M
$1K ﹤0.01%
+39
CMBM icon
2167
Cambium Networks
CMBM
$64.4M
$1K ﹤0.01%
+2,044
CMCM
2168
Cheetah Mobile
CMCM
$227M
$1K ﹤0.01%
456
+52
CNTY icon
2169
Century Casinos
CNTY
$48.3M
$1K ﹤0.01%
848
-1,483
CSTL icon
2170
Castle Biosciences
CSTL
$1.01B
$1K ﹤0.01%
97
-2,967
CTXR icon
2171
Citius Pharmaceuticals
CTXR
$23.6M
$1K ﹤0.01%
966
-754
DMAC icon
2172
DiaMedica Therapeutics
DMAC
$313M
$1K ﹤0.01%
+374
DSGN icon
2173
Design Therapeutics
DSGN
$423M
$1K ﹤0.01%
263
-4,905
EATZ icon
2174
AdvisorShares Restaurant ETF
EATZ
$3.01M
$1K ﹤0.01%
+43
ECPG icon
2175
Encore Capital Group
ECPG
$1.11B
$1K ﹤0.01%
+57