Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
176
$1.86M ﹤0.01%
8,978
-14,537
177
$1.84M ﹤0.01%
23,579
+8,294
178
$1.78M ﹤0.01%
+63,626
179
$1.78M ﹤0.01%
8,522
+7,292
180
$1.77M ﹤0.01%
34,281
+10,021
181
$1.77M ﹤0.01%
+26,592
182
$1.75M ﹤0.01%
15,322
+10,098
183
$1.72M ﹤0.01%
76,459
+38,661
184
$1.72M ﹤0.01%
18,526
+2,357
185
$1.72M ﹤0.01%
4,470
+221
186
$1.72M ﹤0.01%
7,112
+2,292
187
$1.7M ﹤0.01%
25,604
-37,904
188
$1.68M ﹤0.01%
137,890
+58,925
189
$1.68M ﹤0.01%
+93,280
190
$1.66M ﹤0.01%
1,961
-698
191
$1.66M ﹤0.01%
40,893
+28,873
192
$1.65M ﹤0.01%
132,150
+125,430
193
$1.65M ﹤0.01%
29,236
+26,536
194
$1.64M ﹤0.01%
11,507
+1,441
195
$1.63M ﹤0.01%
70,111
-245,491
196
$1.62M ﹤0.01%
227,410
-37,238
197
$1.6M ﹤0.01%
18,840
+8,866
198
$1.6M ﹤0.01%
81,195
+61,147
199
$1.58M ﹤0.01%
184,000
+168,372
200
$1.57M ﹤0.01%
+51,780