Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,993
New
Increased
Reduced
Closed

Top Buys

1 +$41.7M
2 +$33.6M
3 +$33.4M
4
AAPL icon
Apple
AAPL
+$27.9M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$26M

Top Sells

1 +$60M
2 +$49.5M
3 +$26M
4
AMZN icon
Amazon
AMZN
+$25.2M
5
BA icon
Boeing
BA
+$22.1M

Sector Composition

1 Consumer Discretionary 23.12%
2 Technology 13.05%
3 Healthcare 11.53%
4 Industrials 7.38%
5 Communication Services 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1926
$11K ﹤0.01%
+902
1927
$11K ﹤0.01%
314
-2,815
1928
$11K ﹤0.01%
+186
1929
$11K ﹤0.01%
+671
1930
$10K ﹤0.01%
1,477
+356
1931
$10K ﹤0.01%
730
+543
1932
$10K ﹤0.01%
+4,321
1933
$10K ﹤0.01%
87
-154
1934
$10K ﹤0.01%
+116
1935
$10K ﹤0.01%
812
-72
1936
$10K ﹤0.01%
+192
1937
$10K ﹤0.01%
3,988
+3,388
1938
$10K ﹤0.01%
+214
1939
$10K ﹤0.01%
803
+779
1940
$10K ﹤0.01%
250
-60,653
1941
$10K ﹤0.01%
2,044
-5,417
1942
$10K ﹤0.01%
+199
1943
$10K ﹤0.01%
+296
1944
$10K ﹤0.01%
150
-9,142
1945
$10K ﹤0.01%
583
-532
1946
$10K ﹤0.01%
302
-288
1947
$10K ﹤0.01%
225
-1,123
1948
$10K ﹤0.01%
1,583
+1,398
1949
$10K ﹤0.01%
169
+167
1950
$10K ﹤0.01%
6,204
-1,032