Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.18B
AUM Growth
+$387M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,997
New
Increased
Reduced
Closed

Top Buys

1 +$39.9M
2 +$39M
3 +$31.3M
4
AAPL icon
Apple
AAPL
+$25.3M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$25.1M

Top Sells

1 +$52.8M
2 +$43M
3 +$24.7M
4
SLV icon
iShares Silver Trust
SLV
+$24.2M
5
NFLX icon
Netflix
NFLX
+$21.1M

Sector Composition

1 Consumer Discretionary 23.02%
2 Technology 13.05%
3 Healthcare 11.52%
4 Industrials 7.4%
5 Communication Services 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1926
$11K ﹤0.01%
+902
1927
$11K ﹤0.01%
314
-2,815
1928
$11K ﹤0.01%
+186
1929
$11K ﹤0.01%
+671
1930
$10K ﹤0.01%
+199
1931
$10K ﹤0.01%
1,477
+356
1932
$10K ﹤0.01%
730
+543
1933
$10K ﹤0.01%
+4,321
1934
$10K ﹤0.01%
87
-154
1935
$10K ﹤0.01%
+116
1936
$10K ﹤0.01%
812
-72
1937
$10K ﹤0.01%
+192
1938
$10K ﹤0.01%
3,988
+3,388
1939
$10K ﹤0.01%
+214
1940
$10K ﹤0.01%
803
+779
1941
$10K ﹤0.01%
250
-60,653
1942
$10K ﹤0.01%
2,044
-5,417
1943
$10K ﹤0.01%
+296
1944
$10K ﹤0.01%
150
-9,142
1945
$10K ﹤0.01%
583
-532
1946
$10K ﹤0.01%
302
-288
1947
$10K ﹤0.01%
225
-1,123
1948
$10K ﹤0.01%
1,583
+1,398
1949
$10K ﹤0.01%
169
+167
1950
$10K ﹤0.01%
6,204
-1,032