Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,000
New
Increased
Reduced
Closed

Top Buys

1 +$114M
2 +$85.9M
3 +$61.5M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$45.5M
5
PFE icon
Pfizer
PFE
+$41.6M

Top Sells

1 +$467M
2 +$71.2M
3 +$47.6M
4
INTC icon
Intel
INTC
+$41.9M
5
TSM icon
TSMC
TSM
+$35.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.06%
3 Consumer Discretionary 10.16%
4 Healthcare 8.64%
5 Industrials 6.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
151
$3.23M 0.13%
14,649
+8,362
152
$3.2M 0.12%
39,455
+18,692
153
$3.19M 0.12%
88,538
-366,512
154
$3.15M 0.12%
+28,527
155
$3.13M 0.12%
+152,458
156
$3.1M 0.12%
11,168
+290
157
$3.04M 0.12%
12,485
+5,065
158
$3.03M 0.12%
25,791
+21,286
159
$3.02M 0.12%
+70,639
160
$3.01M 0.12%
+32,610
161
$3M 0.12%
177,046
+102,710
162
$2.99M 0.12%
+396,427
163
$2.98M 0.12%
+97,024
164
$2.94M 0.11%
39,896
-102,214
165
$2.91M 0.11%
+34,309
166
$2.88M 0.11%
+12,596
167
$2.85M 0.11%
81,513
+31,761
168
$2.85M 0.11%
31,120
-3,100
169
$2.82M 0.11%
50,298
+49,198
170
$2.81M 0.11%
376,791
+278,848
171
$2.79M 0.11%
+69,171
172
$2.78M 0.11%
91,845
+33,120
173
$2.77M 0.11%
13,969
-3,045
174
$2.77M 0.11%
+77,043
175
$2.75M 0.11%
65,538
-270,386