Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1326
$34K ﹤0.01%
7,342
-68,036
1327
$33K ﹤0.01%
3,028
-1,144
1328
$33K ﹤0.01%
+2,516
1329
$33K ﹤0.01%
+3,263
1330
$33K ﹤0.01%
3,343
+2,416
1331
$33K ﹤0.01%
591
+574
1332
$33K ﹤0.01%
189
-21,353
1333
$33K ﹤0.01%
+428
1334
$32K ﹤0.01%
+2,133
1335
$32K ﹤0.01%
+4,600
1336
$32K ﹤0.01%
310
-627
1337
$32K ﹤0.01%
+55
1338
$31K ﹤0.01%
4,416
+4,207
1339
$31K ﹤0.01%
+3,061
1340
$31K ﹤0.01%
+257
1341
$31K ﹤0.01%
+3,056
1342
$31K ﹤0.01%
13,624
-10,351
1343
$31K ﹤0.01%
+1,000
1344
$31K ﹤0.01%
1,073
-7,101
1345
$31K ﹤0.01%
5,565
-6,219
1346
$30K ﹤0.01%
475
-20,404
1347
$30K ﹤0.01%
196
-481
1348
$30K ﹤0.01%
4,601
+3,616
1349
$30K ﹤0.01%
1,291
+1,084
1350
$30K ﹤0.01%
16,771
+15,600