Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.21B
AUM Growth
+$122M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,807
New
Increased
Reduced
Closed

Top Buys

1 +$45.7M
2 +$45.2M
3 +$34.2M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$33.2M
5
C icon
Citigroup
C
+$32.7M

Top Sells

1 +$164M
2 +$111M
3 +$77.7M
4
META icon
Meta Platforms (Facebook)
META
+$60.9M
5
PG icon
Procter & Gamble
PG
+$38.8M

Sector Composition

1 Technology 21.73%
2 Consumer Discretionary 10.23%
3 Healthcare 8.81%
4 Industrials 7.59%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1301
$40K ﹤0.01%
1,629
+1,473
1302
$40K ﹤0.01%
9,720
-5,431
1303
$40K ﹤0.01%
1,270
-2,548
1304
$40K ﹤0.01%
545
-923
1305
$39K ﹤0.01%
+1,404
1306
$39K ﹤0.01%
+1,878
1307
$39K ﹤0.01%
3,810
+3,062
1308
$39K ﹤0.01%
27,140
-2,899
1309
$39K ﹤0.01%
+277
1310
$39K ﹤0.01%
612
+412
1311
$39K ﹤0.01%
1,928
-5,565
1312
$39K ﹤0.01%
7,941
+603
1313
$39K ﹤0.01%
+808
1314
$39K ﹤0.01%
7,972
-7,992
1315
$39K ﹤0.01%
1,821
-1,861
1316
$38K ﹤0.01%
10,018
-34,742
1317
$38K ﹤0.01%
526
+484
1318
$38K ﹤0.01%
+5,296
1319
$38K ﹤0.01%
7,483
-55
1320
$38K ﹤0.01%
10,446
+4,713
1321
$38K ﹤0.01%
10,036
-12,613
1322
$37K ﹤0.01%
7,209
-4,839
1323
$37K ﹤0.01%
+1,405
1324
$37K ﹤0.01%
+942
1325
$37K ﹤0.01%
14,828
-13,889