Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$781M
AUM Growth
-$9.81M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,587
New
Increased
Reduced
Closed

Top Buys

1 +$16.8M
2 +$16.2M
3 +$15.6M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$15.3M
5
WFC icon
Wells Fargo
WFC
+$11.9M

Sector Composition

1 Communication Services 15.83%
2 Healthcare 15.63%
3 Consumer Discretionary 12.92%
4 Technology 11.44%
5 Financials 8.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
101
$1.63M 0.11%
+91,672
102
$1.61M 0.11%
+13,825
103
$1.58M 0.11%
51,824
+4,960
104
$1.58M 0.11%
13,077
+3,771
105
$1.58M 0.11%
+103,463
106
$1.56M 0.11%
3,881
-983
107
$1.56M 0.11%
27,699
+27,258
108
$1.54M 0.1%
48,855
-331,887
109
$1.5M 0.1%
39,737
+31,245
110
$1.5M 0.1%
37,536
-2,688
111
$1.49M 0.1%
10,966
+8,326
112
$1.47M 0.1%
27,905
+15,604
113
$1.47M 0.1%
+23,042
114
$1.47M 0.1%
7,601
-12,688
115
$1.46M 0.1%
30,818
+21,003
116
$1.46M 0.1%
25,240
+6,676
117
$1.43M 0.1%
27,188
-36,925
118
$1.39M 0.09%
25,423
+17,848
119
$1.39M 0.09%
36,835
+36,444
120
$1.38M 0.09%
+13,822
121
$1.33M 0.09%
87,608
+75,872
122
$1.33M 0.09%
24,370
-28,942
123
$1.31M 0.09%
+35,895
124
$1.28M 0.09%
93,693
-84,223
125
$1.28M 0.09%
93,280
+57,624