Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1201
$33K ﹤0.01%
+1,801
1202
$33K ﹤0.01%
346
-2,974
1203
$33K ﹤0.01%
1,476
+100
1204
$33K ﹤0.01%
849
-115
1205
$33K ﹤0.01%
4,193
+3,580
1206
$32K ﹤0.01%
1,123
+1,068
1207
$32K ﹤0.01%
1,349
-687
1208
$32K ﹤0.01%
+2,649
1209
$32K ﹤0.01%
+3,655
1210
$32K ﹤0.01%
+5,885
1211
$31K ﹤0.01%
+1,365
1212
$31K ﹤0.01%
+1,664
1213
$31K ﹤0.01%
+1,190
1214
$31K ﹤0.01%
245
-1,348
1215
$31K ﹤0.01%
1,563
-1,485
1216
$31K ﹤0.01%
+1,648
1217
$30K ﹤0.01%
+792
1218
$30K ﹤0.01%
200
-1,589
1219
$30K ﹤0.01%
71
-543
1220
$30K ﹤0.01%
+511
1221
$30K ﹤0.01%
8
+2
1222
$30K ﹤0.01%
+565
1223
$30K ﹤0.01%
817
-7
1224
$30K ﹤0.01%
+1,527
1225
$29K ﹤0.01%
+1,143