Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$775M
AUM Growth
+$274M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,373
New
Increased
Reduced
Closed

Top Buys

1 +$54.1M
2 +$28.6M
3 +$16.5M
4
IBM icon
IBM
IBM
+$13.4M
5
BIDU icon
Baidu
BIDU
+$10.3M

Top Sells

1 +$9.89M
2 +$8.52M
3 +$5.22M
4
INTC icon
Intel
INTC
+$4.74M
5
WBA
Walgreens Boots Alliance
WBA
+$4.67M

Sector Composition

1 Communication Services 22.01%
2 Technology 15.83%
3 Healthcare 11.95%
4 Consumer Discretionary 9.73%
5 Financials 7.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1151
$22K ﹤0.01%
1,941
+605
1152
$22K ﹤0.01%
127
+123
1153
$22K ﹤0.01%
+1,100
1154
$22K ﹤0.01%
1,555
+564
1155
$22K ﹤0.01%
328
-1,942
1156
$22K ﹤0.01%
274
+56
1157
$22K ﹤0.01%
4,108
+2,025
1158
$22K ﹤0.01%
2,350
+2,229
1159
$22K ﹤0.01%
4,838
-11,813
1160
$22K ﹤0.01%
+4,782
1161
$22K ﹤0.01%
+965
1162
$22K ﹤0.01%
+592
1163
$22K ﹤0.01%
+291
1164
$22K ﹤0.01%
5,294
+1,752
1165
$21K ﹤0.01%
3,887
-1,027
1166
$21K ﹤0.01%
2,412
-1,258
1167
$21K ﹤0.01%
1,183
+436
1168
$21K ﹤0.01%
+439
1169
$21K ﹤0.01%
969
-1,637
1170
$21K ﹤0.01%
778
+746
1171
$21K ﹤0.01%
+711
1172
$21K ﹤0.01%
+512
1173
$21K ﹤0.01%
486
-3,760
1174
$21K ﹤0.01%
872
-1,287
1175
$21K ﹤0.01%
1,433
-198