We are live on ! Find out more
Simplex Trading

Simplex Trading Portfolio holdings

AUM $149B
1-Year Est. Return 62.07%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
-4.36%
1 Year Est. Return
+62.07%
3 Year Est. Return
+116.86%
5 Year Est. Return
+116.02%
10 Year Est. Return
+774.44%
AUM
$156B
AUM Growth
-$22.4B
Cap. Flow
-$7.93B
Cap. Flow %
-5.08%
Top 10 Hldgs %
50.56%
Holding
10,070
New
1,566
Increased
3,139
Reduced
3,654
Closed
1,547

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$518M
2
MSTR icon
Strategy Inc
MSTR
+$81.2M
3
BABA icon
Alibaba
BABA
+$66.7M
4
AMD icon
Advanced Micro Devices
AMD
+$44.3M
5
UBER icon
Uber
UBER
+$41.3M

Sector Composition

Rank Sector Weight
1 Technology 0.41%
2 Consumer Discretionary 0.22%
3 Healthcare 0.17%
4 Communication Services 0.15%
5 Financials 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
MURA
6026
PUT
DELISTED
Mural Oncology
MURA
$39K ﹤0.01%
+31,600
New +$115K
NKTX icon
6027
PUT
Nkarta
NKTX
$154M
$39K ﹤0.01%
21,200
-586,900
-97% -$1.2M
NSA
6028
PUT
DELISTED
National Storage Affiliates Trust
NSA
$39K ﹤0.01%
1,000
+400
+67% +$15.1K
NVCT icon
6029
PUT
Nuvectis Pharma
NVCT
$718M
$39K ﹤0.01%
+4,000
New +$28.8K
NYT icon
6030
PUT
New York Times
NYT
$12.3B
$39K ﹤0.01%
800
-40,300
-98% -$2.03M
PH icon
6031
Parker-Hannifin
PH
$121B
$39K ﹤0.01%
65
-1,418
-96% -$927K
SKYH icon
6032
Sky Harbour Group
SKYH
$361M
$39K ﹤0.01%
+3,018
New +$33.8K
VVX icon
6033
PUT
V2X
VVX
$2.72B
$39K ﹤0.01%
+800
New +$39.2K
QMFE
6034
CALL
FT Vest Nasdaq-100 Moderate Buffer ETF - February
QMFE
$48.1M
$39K ﹤0.01%
+3,000
New +$58K
ALRM icon
6035
CALL
Alarm.com
ALRM
$2.68B
$38K ﹤0.01%
700
+100
+17% +$6K
AZTA icon
6036
CALL
Azenta
AZTA
$1.33B
$38K ﹤0.01%
1,100
-5,100
-82% -$235K
CDTX
6037
CALL
DELISTED
Cidara Therapeutics
CDTX
$38K ﹤0.01%
+1,800
New +$40K
CHEF icon
6038
CALL
Chefs' Warehouse
CHEF
$4.58B
$38K ﹤0.01%
700
-4,700
-87% -$262K
CPB icon
6039
Campbell Soup
CPB
$6.58B
$38K ﹤0.01%
975
+20
+2% +$784
CPRX
6040
PUT
DELISTED
Catalyst Pharmaceutical
CPRX
$38K ﹤0.01%
1,600
+1,400
+700% +$31.5K
CUZ icon
6041
CALL
Cousins Properties
CUZ
$5.25B
$38K ﹤0.01%
1,300
+1,200
+1,200% +$35.9K
DFH icon
6042
CALL
Dream Finders Homes
DFH
$1.22B
$38K ﹤0.01%
1,700
+1,600
+1,600% +$37.4K
EMQQ icon
6043
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$272M
$38K ﹤0.01%
+1,003
New +$37.6K
GNK icon
6044
CALL
Genco Shipping & Trading
GNK
$1.13B
$38K ﹤0.01%
2,900
-30,000
-91% -$425K
GTN icon
6045
CALL
Gray Television
GTN
$417M
$38K ﹤0.01%
8,900
+2,900
+48% +$11.4K
MASS icon
6046
CALL
908 Devices
MASS
$313M
$38K ﹤0.01%
8,700
+8,000
+1,143% +$23.7K
MIST icon
6047
CALL
Milestone Pharmaceuticals
MIST
$143M
$38K ﹤0.01%
+47,800
New +$95K
MRCY icon
6048
CALL
Mercury Systems
MRCY
$5.76B
$38K ﹤0.01%
900
-10,200
-92% -$447K
MSEX icon
6049
CALL
Middlesex Water
MSEX
$1.04B
$38K ﹤0.01%
600
+500
+500% +$27.2K
MTA
6050
Metalla Royalty & Streaming
MTA
$712M
$38K ﹤0.01%
13,423
+3,765
+39% +$10.9K

Similar funds

Simplex Trading's Q1 2025 Portfolio in Review

As of Q1 2025, Simplex Trading held 10,070 positions worth $156B, down 13% from $179B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Simplex Trading withdrew a net $7.93B in Q1 2025, closing 1,547 positions and reducing 3,654 holdings. Its most notable exit was Alibaba, an estimated $66.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.41% of assets, down from 0.68% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Simplex Trading opened a new position in iShares 20+ Year Treasury Bond ETF worth $278M.

  • Simplex Trading's largest Q1 2025 buy was iShares 20+ Year Treasury Bond ETF: 3,057,978 shares worth $278M.
  • Simplex Trading added most to NVIDIA in Q1 2025, an estimated $89.9M increase.
  • Simplex Trading's biggest Q1 2025 reduction was Apple, cutting an estimated $518M.
  • Simplex Trading fully exited Alibaba in Q1 2025, selling an estimated $66.7M.
  • Simplex Trading's ten largest holdings make up 51% of its $156B portfolio in Q1 2025.
  • Simplex Trading opened 1,566 new positions and closed 1,547 in Q1 2025.
  • Simplex Trading's portfolio value fell 13% quarter-over-quarter to $156B.

Based on Simplex Trading's 13F filing for Q1 2025, filed 12 May 2025.